BrokerCheck Help Line (800) 289-9999    Schedule a Call
FINRA Home
  • Individual
  • Firm
at
in
in
By clicking the SEARCH button or otherwise using BrokerCheck, I agree to BrokerCheck Terms of Use
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JAN EARL HAYNES
CRD#: 833875
PR
Previously Registered Broker
SUSPENDED
FINRA has suspended this individual from acting as a broker. Please see the detailed report for more information
Registration History
198019851990199520002005201020152020BINTEGRITY BROKERAGE SERVICES, INC. (CRD# 117589)2017 - 2020 (3 years)BCENTAURUS FINANCIAL, INC. (CRD# 30833)2010 - 2016 (6 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2007 - 2010 (3 years)BTHE CONCORD EQUITY GROUP, LLC (CRD# 14569)2005 - 2007 (1 year)BFIRST MONTAUK SECURITIES CORP. (CRD# 13755)1999 - 2005 (5 years)BTHE CONCORD EQUITY GROUP, LLC (CRD# 14569)1998 - 1999 (<1 year)BJ. ROBBINS SECURITIES, L.L.C (CRD# 42584)1997 - 1998 (<1 year)BRAS SECURITIES CORP. (CRD# 28212)1995 - 1997 (2 years)BCOHIG & ASSOCIATES, INC. (CRD# 16184)1994 - 1995 (<1 year)BDICKINSON & CO. (CRD# 689)1992 - 1994 (2 years)BADVEST, INC. (CRD# 10)1989 - 1992 (2 years)BNEWHARD, COOK & CO. INCORPORATED (CRD# 619)1988 - 1989 (<1 year)BBATEMAN EICHLER, HILL RICHARDS... (CRD# 76)1987 - 1988 (1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1986 - 1987 (1 year)BSHEARSON LEHMAN BROTHERS INC. (CRD# 7506)1984 - 1986 (1 year)BDETWILER, RYAN & CO., INC. (CRD# 12956)1984 - 1984 (<1 year)BSUTRO & CO. INCORPORATED (CRD# 801)1982 - 1984 (1 year)BSAN DIEGO SECURITIES INCORPORATED (CRD# 4136)1980 - 1982 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1979 - 1980 (1 year)BSHEARSON LOEB RHOADES INC. (CRD# 7506)1978 - 1979 (<1 year)BBATEMAN EICHLER, HILL RICHARDS... (CRD# 76)1977 - 1978 (1 year)
Disclosure(s)
View By:
7/24/2023
Customer Dispute
Settled
12/10/2021
Regulatory
Pending
10/19/2021
Regulatory
Final
7/19/2021
Customer Dispute
Settled
3/9/2021
Customer Dispute
Settled
7/17/2014
Customer Dispute
Settled
7/14/2014
Customer Dispute
Settled
11/7/2012
Customer Dispute
Settled
9/19/2011
Customer Dispute
Closed-No Action
11/7/2006
Customer Dispute
Settled
3/21/2006
Customer Dispute
Settled
3/19/2004
Customer Dispute
Denied
12/10/2003
Customer Dispute
Denied
11/13/1997
Regulatory
Final
10/21/1996
Customer Dispute
Settled
12/15/1994
Customer Dispute
Award / Judgment
12/22/1989
Customer Dispute
Award / Judgment
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/03/2017 - 04/20/2020 INTEGRITY BROKERAGE SERVICES, INC. (CRD#:117589) La Jolla, CA
B
 09/09/2010 - 10/31/2016 CENTAURUS FINANCIAL, INC. (CRD#:30833) LA JOLLA, CA
B
 01/10/2007 - 09/14/2010 NATIONAL SECURITIES CORPORATION (CRD#:7569) LA JOLLA, CA
B
 04/26/2005 - 02/05/2007 THE CONCORD EQUITY GROUP, LLC (CRD#:14569) LA JOLLA, CA
B
 05/26/1999 - 04/29/2005 FIRST MONTAUK SECURITIES CORP. (CRD#:13755) RED BANK, NJ
B
 06/22/1998 - 05/19/1999 THE CONCORD EQUITY GROUP, LLC (CRD#:14569) ISELIN, NJ
B
 10/21/1997 - 07/01/1998 J. ROBBINS SECURITIES, L.L.C (CRD#:42584) NEW YORK, NY
B
 06/26/1995 - 09/26/1997 RAS SECURITIES CORP. (CRD#:28212) NEW YORK, NY
B
 08/25/1994 - 06/09/1995 COHIG & ASSOCIATES, INC. (CRD#:16184) ENGLEWOOD, CO
B
 05/26/1992 - 07/19/1994 DICKINSON & CO. (CRD#:689)
FINRA expelled the firm on 04/07/1998
DES MOINES, IA
B
 09/30/1989 - 05/29/1992 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
 10/11/1988 - 09/30/1989 NEWHARD, COOK & CO. INCORPORATED (CRD#:619) ST. LOUIS, MO
B
 03/25/1987 - 10/06/1988 BATEMAN EICHLER, HILL RICHARDS, INCORPORATED (CRD#:76)
B
 02/27/1986 - 03/26/1987 E. F. HUTTON & COMPANY INC (CRD#:235)
B
 06/15/1984 - 01/13/1986 SHEARSON LEHMAN BROTHERS INC. (CRD#:7506)
B
 03/12/1984 - 09/14/1984 DETWILER, RYAN & CO., INC. (CRD#:12956)
B
 05/03/1982 - 03/16/1984 SUTRO & CO. INCORPORATED (CRD#:801)
B
 07/23/1980 - 04/23/1982 SAN DIEGO SECURITIES INCORPORATED (CRD#:4136)
B
 05/30/1979 - 08/11/1980 DEAN WITTER REYNOLDS INC. (CRD#:7556)
B
 09/25/1978 - 07/05/1979 SHEARSON LOEB RHOADES INC. (CRD#:7506)
B
 03/01/1977 - 11/16/1978 BATEMAN EICHLER, HILL RICHARDS, INCORPORATED (CRD#:76)
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

Click here for more information about how to check on an investment professional.

B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

Use of the BrokerCheck site is subject to
BrokerCheck Terms of Use

©2025 FINRA, All Rights Reserved

FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.
Privacy
Legal