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Registration History
198519901995200020052010201520202025BCURVATURE SECURITIES LLC (CRD# 169708)2023 - Present (2 years)BHIGHWOOD SECURITIES LLC (CRD# 309938)2021 - Present (3 years)BAXIA CAPITAL MARKETS, LLC (CRD# 172245)2015 - 2025 (9 years)BUS TIGER SECURITIES, INC. (CRD# 120583)2018 - 2019 (<1 year)BMARTEL CAPITAL, LLC (CRD# 159049)2012 - 2015 (2 years)BOSCAR GRUSS & SON INCORPORATED (CRD# 2091)2014 - 2015 (<1 year)BMOMENTUM TRADING PARTNERS, LLC (CRD# 140264)2010 - 2012 (1 year)BSOUND SECURITIES, LLC (CRD# 122677)2005 - 2010 (5 years)BRICHMOND SECURITIES, LLC (CRD# 140264)2006 - 2006 (<1 year)BWINDHAM SECURITIES, INC. (CRD# 20529)1989 - 2004 (14 years)BDUPONT SECURITIES GROUP, INC. (CRD# 42305)1998 - 1998 (<1 year)BJOSEPH STEVENS & COMPANY, INC. (CRD# 35459)1997 - 1998 (<1 year)BDUPONT SECURITIES GROUP, INC. (CRD# 42305)1997 - 1997 (<1 year)BCONTINENTAL BROKER-DEALER CORP. (CRD# 14048)1991 - 1997 (6 years)BJ. GREGORY & COMPANY, INC. (CRD# 14892)1991 - 1991 (<1 year)BSTRATTON OAKMONT INC. (CRD# 18692)1989 - 1990 (1 year)BSTRATTON SECURITIES, INC. (CRD# 11658)1986 - 1989 (3 years)BNORBAY SECURITIES INC. (CRD# 5431)1981 - 1986 (5 years)BDIVERSIFIED EQUITIES CORP. (CRD# 14248)1984 - 1985 (1 year)BFITZGERALD, DEARMAN & ROBERTS,... (CRD# 317)1982 - 1984 (1 year)
Disclosure(s)
View By:
4/22/2002
Customer Dispute
Settled
4/22/1986
Regulatory
Final
License(s)

State Registrations

B
Connecticut

B
Ohio

B
New Jersey

B
Texas

B
New York

SRO Registrations

Current Registration(s)
B
CURVATURE SECURITIES LLC (CRD#:169708)
39 Main Street, Chatham, NJ 07928
39 MAIN STREET, CHATHAM, NJ 07928
Registered with this firm since 3/14/2023

B
HIGHWOOD SECURITIES LLC (CRD#:309938)
Oyster Bay, NY
62 OAK HILL DRIVE, OYSTER BAY, NY 11771
Registered with this firm since 4/29/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/02/2015 - 02/16/2025 AXIA CAPITAL MARKETS, LLC (CRD#:172245) New York, NY
B
03/29/2018 - 02/28/2019 US TIGER SECURITIES, INC. (CRD#:120583) Manhasset, NY
B
06/12/2012 - 04/01/2015 MARTEL CAPITAL, LLC (CRD#:159049) NEW YORK, NY
B
08/13/2014 - 03/27/2015 OSCAR GRUSS & SON INCORPORATED (CRD#:2091) NEW YORK, NY
B
10/11/2010 - 07/30/2012 MOMENTUM TRADING PARTNERS, LLC (CRD#:140264) GREAT NECK, NY
B
01/10/2005 - 10/12/2010 SOUND SECURITIES, LLC (CRD#:122677) JERICHO, NY
B
11/13/2006 - 11/17/2006 RICHMOND SECURITIES, LLC (CRD#:140264) STATEN ISLAND, NY
B
12/14/1989 - 08/30/2004 WINDHAM SECURITIES, INC. (CRD#:20529)
FINRA expelled the firm on 04/08/2009
NEW YORK, NY
B
09/30/1998 - 11/04/1998 DUPONT SECURITIES GROUP, INC. (CRD#:42305)
FINRA expelled the firm on 07/02/2004
NEW YORK, NY
B
12/02/1997 - 09/08/1998 JOSEPH STEVENS & COMPANY, INC. (CRD#:35459) BROOKLYN, NY
B
09/19/1997 - 11/20/1997 DUPONT SECURITIES GROUP, INC. (CRD#:42305)
FINRA expelled the firm on 07/02/2004
NEW YORK, NY
B
07/30/1991 - 09/30/1997 CONTINENTAL BROKER-DEALER CORP. (CRD#:14048)
FINRA expelled the firm on 05/06/2004
CARLE PLACE, NY
B
01/02/1991 - 07/05/1991 J. GREGORY & COMPANY, INC. (CRD#:14892)
B
09/25/1989 - 12/12/1990 STRATTON OAKMONT INC. (CRD#:18692)
FINRA expelled the firm on 06/29/1998
LAKE SUCCESS, NY
B
08/13/1986 - 08/22/1989 STRATTON SECURITIES, INC. (CRD#:11658)
B
05/18/1981 - 08/06/1986 NORBAY SECURITIES INC. (CRD#:5431)
B
01/11/1984 - 06/19/1985 DIVERSIFIED EQUITIES CORP. (CRD#:14248)
FINRA expelled the firm on 09/26/1988
B
11/19/1982 - 01/25/1984 FITZGERALD, DEARMAN & ROBERTS, INC. (CRD#:317)
FINRA expelled the firm on 09/27/1991
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

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