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Jonathan Dorsey
JONATHAN CRAWFORD DORSEY
CRD#: 5609770
IA
Investment Adviser
B
Broker Regulated by FINRA
LPL FINANCIAL LLCCRD#: 6413 1826 HARPER ROAD
BECKLEY, WV 25801
+1
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2011 - 2015 (3 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2020 - 2020 (<1 year)2 FIRMS2020 - Present (4 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2009 - 2009 (<1 year)
License(s)

State Registrations

B
California

B
Pennsylvania

B
Colorado

B
South Carolina

B
Illinois

B
Tennessee

B
Indiana

B
Texas

B
Kentucky

B
Virginia

B
New York

B
West Virginia

B
North Carolina

IA
West Virginia

B
Ohio

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
LPL FINANCIAL LLC (CRD#:6413)
1826 HARPER ROAD, BECKLEY, WV 25801
Registered with this firm since 10/27/2020

IA
LPL FINANCIAL LLC (CRD#:6413)
1826 HARPER ROAD, BECKLEY, WV 25801
2402 MOUNTAINEER BLVD, CHARLESTON, WV 25309
145 SPRINGHAVEN DR, PRINCETON, WV 24740
148 IVANHOE RD, MAX MEADOWS, VA 24360
200 PEPPER'S FERRY RD, WYTHEVILLE, VA 24382
2020 COLLEGE AVE, BLUEFIELD, WV 24701
200 FIRST ST, MULLENS, WV 25882
1049 COOK PKWY, OCEANA, WV 24870
108 SPRUCE ST, BLUEFIELD, VA 24605
100 AKERS FARM RD, CHRISTIANSBURG, VA 24073
1223 STAFFORD DR, PRINCETON, WV 24740
123 BETHEL RD, MACARTHUR, WV 25873
400 WASHINGTON ST E, CHARLESTON, WV 25201
515 APPALACHIAN HWY, PINEVILLE, WV 24874
321 TEMPLE ST, HINTON, WV 25951
Registered with this firm since 11/2/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/14/2020 - 10/22/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) BRIDGEPORT, WV
B
02/07/2020 - 10/22/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) BRIDGEPORT, WV
IA
05/17/2017 - 03/08/2018 UNITED BROKERAGE SERVICES INC (CRD#:39062) BECKLEY, WV
B
05/15/2017 - 03/08/2018 UNITED BROKERAGE SERVICES, INC (CRD#:39062) BECKLEY, WV
IA
03/19/2015 - 05/15/2017 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) BLUEFIELD, WV
B
03/13/2015 - 05/15/2017 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) BLUEFIELD, WV
IA
11/17/2011 - 03/13/2015 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) PRINCETON, WV
B
11/14/2011 - 03/13/2015 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) PRINCETON, WV
IA
11/17/2009 - 12/15/2010 EDWARD JONES (CRD#:250) BECKLEY, WV
B
09/18/2009 - 12/15/2010 EDWARD JONES (CRD#:250) BECKLEY, WV
B
02/10/2009 - 05/27/2009 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) BECKLEY, WV
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

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