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Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
Disclosure(s)
View By:
11/21/2023
Customer Dispute
Pending
12/10/2014
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona

IA
New Jersey

IA
Arizona

B
New York

B
California

IA
New York

IA
California

B
North Carolina

B
Colorado

IA
North Carolina

IA
Colorado

B
Ohio

B
Connecticut

IA
Ohio

IA
Connecticut

B
Oklahoma

B
Delaware

IA
Oklahoma

IA
Delaware

B
Pennsylvania

B
Florida

IA
Pennsylvania

IA
Florida

B
South Carolina

B
Georgia

IA
South Carolina

IA
Georgia

B
South Dakota

B
Maine

IA
South Dakota

IA
Maine

B
Tennessee

B
Maryland

B
Texas

IA
Maryland

IA
Texas

B
Massachusetts

B
Virginia

B
Nevada

IA
Virginia

IA
Nevada

B
Washington

B
New Jersey

IA
Washington

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
90 WOODBRIDGE CENTER DRIVE 7TH FLOOR, WOODBRIDGE, NJ 07095
182 ROUTE 537, COLTS NECK, NJ 07722
Registered with this firm since 10/2/2008

IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
90 WOODBRIDGE CENTER DRIVE 7TH FLOOR, WOODBRIDGE, NJ 07095
182 ROUTE 537, COLTS NECK, NJ 07722
Registered with this firm since 11/4/2008

Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

Click here for more information about how to check on an investment professional.

B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

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