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STEVEN WILLIAM PLOTYCIA
CRD#: 5293014
B
Broker Regulated by FINRA
PFAL SECURITIES, INC.CRD#: 324510 384 TENNESSEE AVE
MILL VALLEY, CA 94941
+4
Registration History
2010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BPFAL SECURITIES, INC. (CRD# 324510)2024 - Present (<1 year)BALTSOURCED SOLUTIONS, LLC (CRD# 310915)2022 - Present (2 years)BRAINMAKERS PARTNERS, LLC (CRD# 148443)2021 - Present (3 years)BMARCO POLO SECURITIES INC. (CRD# 46561)2017 - 2020 (2 years)BFORT GHENT BROKERAGE LLC (CRD# 170803)2016 - 2017 (<1 year)BINTL FCSTONE SECURITIES INC. (CRD# 45993)2010 - 2014 (4 years)BPROVIDENT INTERNATIONAL SECURI... (CRD# 103834)2009 - 2010 (1 year)
License(s)

SRO Registrations

Current Registration(s)
B
PFAL SECURITIES, INC. (CRD#:324510)
384 TENNESSEE AVE, MILL VALLEY, CA 94941
Registered with this firm since 4/12/2024

B
KINGSROCK SECURITIES LLC (CRD#:325143)
900 THIRD AVENUE - SUITE 100, NEW YORK, NY 10022
Registered with this firm since 9/13/2023

B
ANCORIS SECURITIES LLC (CRD#:305279)
515 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022
Registered with this firm since 9/11/2023

B
ALTSOURCED SOLUTIONS, LLC (CRD#:310915)
15033 SERENE SHORES LOOP, LAKEWOOD RANCH, FL 34211
Registered with this firm since 7/7/2022

B
RAINMAKERS PARTNERS, LLC (CRD#:148443)
9800 WILSHIRE BLVD., BEVERLY HILLS, CA 90212-1804
Registered with this firm since 5/18/2021

Previous Registration(s)
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B
06/27/2017 - 01/22/2020 MARCO POLO SECURITIES INC. (CRD#:46561) NEW YORK, NY
B
12/14/2016 - 06/16/2017 FORT GHENT BROKERAGE LLC (CRD#:170803) NEW YORK, NY
B
09/22/2010 - 12/22/2014 INTL FCSTONE SECURITIES INC. (CRD#:45993) NEW YORK, NY
B
07/14/2009 - 12/15/2010 PROVIDENT INTERNATIONAL SECURITIES, INC. (CRD#:103834) NEW YORK CITY, NY
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

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