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JOSHUA WINKLER
Joshua Lee Winkler
CRD#: 4446253
IA
Investment Adviser
B
Broker Regulated by FINRA
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 300 FRANKLIN STREET
Manchester, NH 03101
+1
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2015 (3 years)2 FIRMS2015 - 2016 (<1 year)3 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - 2018 (1 year)2 FIRMS2018 - 2022 (3 years)2 FIRMS2022 - Present (2 years)BBANCNORTH INVESTMENT GROUP, INC. (CRD# 31299)2007 - 2009 (1 year)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2007 - 2007 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2001 - 2006 (5 years)IAPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2008 - 2009 (1 year)
License(s)

State Registrations

B
Maine

B
North Carolina

IA
Maine

IA
North Carolina

B
Massachusetts

B
South Carolina

IA
Massachusetts

IA
South Carolina

B
New Hampshire

B
Vermont

IA
New Hampshire

IA
Vermont

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
300 FRANKLIN STREET, Manchester, NH 03101
Registered with this firm since 4/19/2022

IA
TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
300 FRANKLIN STREET, Manchester, NH 03101
Registered with this firm since 4/21/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/18/2018 - 03/25/2022 CITIZENS INVESTMENT SERVICES (CRD#:39550) PORTSMOUTH, NH
B
11/28/2018 - 03/25/2022 CITIZENS SECURITIES, INC. (CRD#:39550) PORTSMOUTH, NH
IA
08/12/2016 - 05/15/2018 PNC INVESTMENTS (CRD#:129052) COLUMBUS, OH
B
08/12/2016 - 05/15/2018 PNC INVESTMENTS (CRD#:129052) OAKWOOD, OH
IA
05/13/2016 - 06/14/2016 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) Seattle, WA
IA
05/13/2016 - 06/14/2016 TD AMERITRADE, INC. (CRD#:7870) SEATTLE, WA
B
05/03/2016 - 06/14/2016 TD AMERITRADE, INC. (CRD#:7870) SEATTLE, WA
IA
06/05/2015 - 04/27/2016 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) CINCINNATI, OH
B
06/04/2015 - 04/27/2016 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) CINCINNATI, OH
IA
08/09/2011 - 06/17/2015 METLIFE SECURITIES INC. (CRD#:14251) CINCINNATI, OH
B
07/14/2011 - 06/17/2015 METLIFE SECURITIES INC. (CRD#:14251) CINCINNATI, OH
IA
03/04/2010 - 02/01/2011 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BEDFORD, NH
B
03/04/2010 - 02/01/2011 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BEDFORD, NH
IA
11/17/2009 - 02/18/2010 TD WEALTH MANAGEMENT SERVICES INC. (CRD#:6940) CONCORD, NH
B
11/17/2009 - 02/18/2010 TD WEALTH MANAGEMENT SERVICES INC. (CRD#:6940) CONCORD, NH
IA
01/14/2008 - 11/17/2009 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) SUNCOOK, NH
B
12/14/2007 - 11/17/2009 BANCNORTH INVESTMENT GROUP, INC. (CRD#:31299) SUNCOOK, NH
B
06/04/2007 - 06/27/2007 NEXT FINANCIAL GROUP, INC. (CRD#:46214) NASHUA, NH
B
12/05/2001 - 12/20/2006 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MERRIMACK, NH
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

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