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JACQUELINE LEE SLOAN NOWAK
JACQUELINE NOWAK, JACKIE SLOAN, JACQUELINE LEE SLOAN, JACQUELINE SLOAN
CRD#: 2717305
B
MAVEN GLOBAL MARKETS TRADING LLPCRD#: 317195 353 NORTH CLARK STREET
STE. 1750
CHICAGO, IL 60654
STE. 1750
CHICAGO, IL 60654
+11
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SRO Registrations
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Registered with this firm since 3/13/2025
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Registered with this firm since 2/24/2025
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Registered with this firm since 10/22/2024
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Registered with this firm since 6/3/2024
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Registered with this firm since 10/20/2023
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Registered with this firm since 9/1/2022
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Registered with this firm since 4/23/2019
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Registered with this firm since 4/24/2018
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Registered with this firm since 3/10/2016
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Registered with this firm since 11/4/2014
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Registered with this firm since 9/2/2011
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Registered with this firm since 2/27/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/16/2019 - 05/02/2023 | PRINCETON, NJ | |
B | 08/15/2022 - 02/21/2023 | FARMINGTON HILLS, MI | |
B | 04/15/2021 - 01/04/2022 | CHICAGO, IL | |
B | 06/18/2019 - 01/03/2022 | CHICAGO, IL | |
B | 01/07/2008 - 11/26/2021 | CHICAGO, IL | |
B | 08/05/2020 - 03/11/2021 | CHICAGO, IL | |
B | 03/24/2020 - 03/11/2021 | GREENBRAE, CA | |
B | 03/24/2020 - 03/11/2021 | PHILADELPHIA, PA | |
B | 02/25/2014 - 03/09/2021 | CHICAGO, IL | |
B | 06/19/2017 - 11/30/2020 | CHICAGO, IL | |
B | 03/12/2019 - 11/29/2019 | Toronto | |
B | 12/22/2008 - 10/14/2019 | CHICAGO, IL | |
B | 06/03/2019 - 09/06/2019 | CHICAGO, IL | |
B | 07/05/2006 - 07/31/2019 | CHICAGO, IL | |
B | 04/09/2012 - 06/07/2019 | CHICAGO, IL | |
B | 06/14/2018 - 02/25/2019 | CHICAGO, IL | |
B | 06/27/2018 - 02/01/2019 | CHICAGO, IL | |
B | 09/26/2017 - 12/31/2018 | BALA CYNWYD, PA | |
B | 01/15/2013 - 12/28/2018 | CHICAGO, IL | |
B | 01/13/2016 - 12/18/2018 | CHICAGO, IL | |
B | 06/22/2005 - 07/31/2018 | NEW YORK, NY | |
B | 03/16/2010 - 07/03/2018 | CHICAGO, IL | |
B | 03/21/2007 - 03/01/2018 | CHICAGO, IL | |
B | 05/01/2012 - 02/02/2018 | WILMINGTON, DE | |
B | 03/01/2016 - 01/03/2017 | CHICAGO, IL | |
B | 11/29/2011 - 08/30/2016 | NEW YORK, NY | |
B | 12/23/2015 - 07/12/2016 | CHICAGO, IL | |
B | 02/17/2015 - 05/02/2016 | CHICAGO, IL | |
B | 06/15/2011 - 03/24/2016 | CHICAGO, IL | |
B | 04/19/2010 - 03/17/2016 | MIAMI, FL | |
B | 10/06/2015 - 02/29/2016 | RICHMOND, VA | |
B | 10/03/2005 - 12/03/2015 | CHICAGO, IL | |
B | 03/13/2009 - 11/30/2015 | CHICAGO, IL | |
B | 06/12/2015 - 11/03/2015 | BEVERLY, MA | |
B | 09/07/2010 - 09/30/2015 | NEW YORK, NY | |
B | 12/06/2012 - 08/04/2015 | CHICAGO, IL | |
B | 05/09/2014 - 06/10/2015 | CHICAGO, IL | |
B | 04/04/2008 - 01/26/2015 | CHICAGO, IL | |
B | 04/17/2014 - 07/24/2014 | CHICAGO, IL | |
B | 10/18/2010 - 07/21/2014 | CHICAGO, IL | |
B | 02/05/2008 - 01/07/2014 | CHICAGO, IL | |
B | 09/19/2006 - 11/01/2013 | CHICAGO, IL | |
B | 11/01/2012 - 09/30/2013 | CHICAGO, IL | |
B | 07/17/2013 - 09/05/2013 | CHICAGO, IL | |
B | 12/11/2008 - 07/31/2013 | NEW YORK, NY | |
B | 12/20/2011 - 06/04/2013 | CHICAGO, IL | |
B | 01/11/2013 - 03/28/2013 | CHICAGO, IL | |
B | 10/19/2012 - 01/29/2013 | NEW YORK, NY | |
B | 03/25/2010 - 01/28/2013 | SAN FRANCISCO, CA | |
B | 01/05/2005 - 01/28/2013 | CHICAGO, IL | |
B | 03/26/2008 - 01/16/2013 | CHICAGO, IL | |
B | 01/12/2009 - 12/13/2012 | CHICAGO, IL | |
B | 09/14/2009 - 11/09/2012 | BUFFALO GROVE, IL | |
B | 04/06/2011 - 10/08/2012 | CHICAGO, IL | |
B | 12/20/2011 - 09/04/2012 | CHICAGO, IL | |
B | 05/24/2011 - 07/27/2012 | NEW YORK, NY | |
B | 06/05/2008 - 04/25/2012 | CHICAGO, IL | |
B | 08/27/2009 - 01/03/2012 | NEW YORK, NY | |
B | 02/18/2011 - 12/20/2011 | NEW YORK, NY | |
B | 05/05/2011 - 12/15/2011 | CHICAGO, IL | |
B | 06/15/2004 - 12/09/2011 | CHICAGO, IL | |
B | 05/11/2004 - 11/28/2011 | CHICAGO, IL | |
B | 08/29/2002 - 10/21/2011 | CHICAGO, IL | |
B | 08/04/2011 - 10/13/2011 | CHICAGO, IL | |
B | 01/03/2008 - 08/19/2011 | CHICAGO, IL | |
B | 03/26/2008 - 07/27/2011 | DENVER, CO | |
B | 01/22/2009 - 07/01/2011 | AUSTIN, TX | |
B | 01/18/2008 - 06/28/2011 | CHICAGO, IL | |
B | 02/16/2006 - 06/07/2011 | WESTERN SPRINGS, IL | |
B | 03/25/2008 - 05/31/2011 | ST. CHARLES, IL | |
B | 09/04/2001 - 05/23/2011 | PARADISE VALLEY, AZ | |
B | 08/16/2010 - 03/09/2011 | CHICAGO, IL | |
B | 01/12/2011 - 02/11/2011 | CHICAGO, IL | |
B | 05/13/2008 - 02/08/2011 | STAMFORD, CT | |
B | 08/03/2009 - 12/31/2010 | SAN FRANCISCO, CA | |
B | 02/05/2008 - 12/31/2010 | NEW YORK, NY | |
B | 04/18/2005 - 12/31/2010 | DECATUR, IL | |
B | 05/29/2009 - 10/11/2010 | RIDGEFIELD, CT | |
B | 09/25/2009 - 07/28/2010 | CHICAGO, IL | |
B | 01/08/2010 - 02/24/2010 | CHICAGO, IL | |
B | 06/13/2007 - 12/31/2009 | CHICAGO, IL | |
B | 07/07/2005 - 12/31/2009 | CHICAGO, IL | |
B | 12/15/2008 - 08/31/2009 | NORTHBROOK, IL | |
B | 10/18/2007 - 07/06/2009 | EVANSTON, IL | |
B | 04/28/2005 - 06/10/2009 | CHICAGO, IL | |
B | 06/07/2001 - 06/10/2009 | CHICAGO, IL | |
B | 10/22/2008 - 05/26/2009 | AUSTIN, TX | |
B | 03/18/2008 - 01/30/2009 | CHICAGO, IL | |
B | 06/07/2007 - 09/09/2008 | CHICAGO, IL | |
B | 08/29/2002 - 06/03/2008 | CHICAGO, IL | |
B | 11/10/2005 - 02/29/2008 | CHICAGO, IL | |
B | 04/12/2004 - 07/26/2007 | CHICAGO, IL | |
B | 08/07/2006 - 07/02/2007 | CHICAGO, IL | |
B | 02/24/2003 - 03/23/2007 | BUFFALO GROVE, IL | |
B | 09/20/2006 - 12/31/2006 | CHICAGO, IL | |
B | 07/05/2006 - 12/31/2006 | CHICAGO, IL | |
B | 11/15/2005 - 12/31/2006 | CHICAGO, IL | |
B | 11/19/2003 - 09/01/2006 | FAIRFAX, VA | |
B | 08/29/2002 - 08/31/2006 | CHICAGO, IL | |
B | 09/10/2004 - 07/27/2006 | WESTERLY, RI | |
B | 07/28/2004 - 06/30/2006 | CHICAGO, IL | |
B | 03/24/2006 - 06/23/2006 | CHICAGO, IL | |
B | 04/04/2006 - 06/02/2006 | BARRINGTON, IL | |
B | 08/29/2002 - 05/10/2006 | CHICAGO, IL | |
B | 08/29/2002 - 11/14/2005 | WEST BLOOMFIELD, MI | |
B | 11/01/2002 - 10/31/2005 | NEW YORK, NY | |
B | 04/11/2001 - 10/05/2005 | NORTHBROOK, IL | |
B | 01/25/2003 - 09/30/2005 | CHICAGO, IL | |
B | 01/05/2005 - 08/26/2005 | GURNEE, IL | |
B | 04/01/2004 - 06/01/2005 | CHICAGO, IL | |
B | 04/12/2004 - 05/18/2005 | CHICAGO, IL | |
B | 04/12/2004 - 04/28/2005 | BARRINGTON, IL | |
B | 07/31/2003 - 03/22/2005 | CHICAGO, IL | |
B | 09/17/2002 - 01/03/2005 | PHILADELPHIA, PA | |
B | 09/11/2002 - 12/04/2004 | CHICAGO, IL | |
B | 09/14/2004 - 11/03/2004 | CHICAGO, IL | |
B | 08/29/2002 - 11/03/2004 | CHICAGO, IL | |
B | 11/07/2002 - 07/22/2004 | CHICAGO, IL | |
B | 12/09/2003 - 06/14/2004 | CHICAGO, IL | |
B | 01/02/2004 - 04/01/2004 | BARRINGTON, IL | |
B | 08/29/2002 - 04/01/2004 | CHICAGO, IL | |
B | 11/19/2003 - 02/18/2004 | CHICAGO, IL | |
B | 11/19/2003 - 02/18/2004 | CHICAGO, IL | |
B | 10/10/2002 - 01/30/2004 | CHICAGO, IL | |
B | 09/09/2002 - 12/01/2003 | CHICAGO, IL | |
B | 06/12/2003 - 11/18/2003 | CHICAGO, IL | |
B | 01/02/2003 - 11/12/2003 | WILTON, CT | |
B | 08/29/2002 - 11/12/2003 | CHICAGO, IL | |
B | 08/29/2002 - 06/10/2003 | NORTHBROOK, IL | |
B | 08/29/2002 - 03/28/2003 | CHICAGO, IL | |
B | 09/09/2002 - 02/03/2003 | CHICAGO, IL | |
B | 08/29/2002 - 01/02/2003 | BUFFALO GROVE, IL | |
B | 08/23/2002 - 12/20/2002 | DEERFIELD, IL | |
B | 08/29/2002 - 10/28/2002 | CHICAGO, IL |
CHICAGO, IL
06/27/2018 - 02/01/2019
CHICAGO, IL
01/13/2016 - 12/18/2018
Additional Information
The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.
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Previously Registered A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.