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STEPHEN JAY EHRLICH
STEVE EHRLICH
CRD#: 2454375
PR
Previously Registered Broker
Registration History
199520002005201020152020BVYGR DIGITAL SECURITIES, LLC (CRD# 148019)2014 - 2023 (9 years)BPINNACLE CAPITAL MARKETS, LLC (CRD# 119606)2016 - 2017 (1 year)BVENOVATE MARKETPLACE, INC. (CRD# 151143)2015 - 2016 (<1 year)BPINNACLE CAPITAL MARKETS, LLC (CRD# 119606)2014 - 2015 (<1 year)BPENNALUNA & COMPANY (CRD# 11604)2014 - 2014 (<1 year)BBENDIGO SECURITIES, LLC (CRD# 152529)2013 - 2014 (<1 year)BLIGHTSPEED TRADING, LLC (CRD# 35519)2007 - 2013 (5 years)BLIGHTSPEED PROFESSIONAL TRADIN... (CRD# 39293)2005 - 2008 (2 years)BE*TRADE CLEARING LLC (CRD# 25025)1994 - 2005 (11 years)BE*TRADE PROFESSIONAL TRADING, LLC (CRD# 39293)2002 - 2005 (2 years)BE*TRADE SECURITIES LLC (CRD# 29106)2001 - 2003 (2 years)BE*TRADE MARQUETTE SECURITIES, INC. (CRD# 24399)1998 - 2002 (3 years)BE*TRADE INVESTOR SELECT, INC. (CRD# 40796)1997 - 2001 (4 years)
Disclosure(s)
View By:
10/12/2023
Civil
Pending
10/12/2023
Civil
Pending
12/1/2022
Customer Dispute
Pending
7/6/2022
Financial
Pending
Previous Registration(s)
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B
11/21/2014 - 11/14/2023 VYGR DIGITAL SECURITIES, LLC (CRD#:148019) New York, NY
B
08/22/2016 - 08/21/2017 PINNACLE CAPITAL MARKETS, LLC (CRD#:119606) RALEIGH, NC
B
12/02/2015 - 08/18/2016 VENOVATE MARKETPLACE, INC. (CRD#:151143) NEW YORK, NY
B
10/28/2014 - 06/11/2015 PINNACLE CAPITAL MARKETS, LLC (CRD#:119606) RALEIGH, NC
B
05/08/2014 - 09/02/2014 PENNALUNA & COMPANY (CRD#:11604) COEUR D'ALENE, ID
B
07/31/2013 - 01/17/2014 BENDIGO SECURITIES, LLC (CRD#:152529) NEW YOK, NY
B
09/24/2007 - 05/21/2013 LIGHTSPEED TRADING, LLC (CRD#:35519) NEW YORK, NY
B
12/13/2005 - 07/28/2008 LIGHTSPEED PROFESSIONAL TRADING LLC (CRD#:39293) NEW YORK, NY
B
03/15/1994 - 12/31/2005 E*TRADE CLEARING LLC (CRD#:25025) JERSEY CITY, NJ
B
07/03/2002 - 05/19/2005 E*TRADE PROFESSIONAL TRADING, LLC (CRD#:39293) NEW YORK, NY
B
02/08/2001 - 10/20/2003 E*TRADE SECURITIES LLC (CRD#:29106) JERSEY CITY, NJ
B
05/14/1998 - 04/04/2002 E*TRADE MARQUETTE SECURITIES, INC. (CRD#:24399) NEW YORK, NY
B
09/26/1997 - 10/17/2001 E*TRADE INVESTOR SELECT, INC. (CRD#:40796) NEW YORK, NY
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

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