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GENNARO JOHN FULVIO
GENNARO FULVIO, JOHN FULVIO
CRD#: 2435828
B
Broker Regulated by FINRA
SHELTER ROCK CAPITAL GROUP LLCCRD#: 156753 10 EAST 53RD, SUITE 1200
NEW YORK, NY 10022
+5
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2015 (1 year)2 FIRMS2014 - 2017 (3 years)2 FIRMS2011 - Present (13 years)BSHELTER ROCK CAPITAL GROUP LLC (CRD# 156753)2016 - Present (8 years)BCAMBRIDGE INTERNATIONAL SECURI... (CRD# 39137)2013 - Present (11 years)BCHATSWORTH SECURITIES LLC (CRD# 40804)2007 - Present (17 years)BMANORHAVEN CAPITAL LLC (CRD# 44965)1998 - Present (26 years)BTHREADSTONE CAPITAL, LLC (CRD# 158691)2012 - 2025 (13 years)BPARK MADISON PARTNERS LLC (CRD# 140016)2013 - 2023 (9 years)BSPURRIER CAPITAL PARTNERS LLC (CRD# 173524)2016 - 2022 (6 years)BPROMETHEUM ATS (CRD# 311636)2021 - 2022 (<1 year)BCURRENT CAPITAL SECURITIES LLC (CRD# 288891)2017 - 2018 (<1 year)BAMBIT AMERICA INC. (CRD# 173795)2016 - 2018 (1 year)BFIELDPOINT PRIVATE SECURITIES, LLC (CRD# 18975)2011 - 2017 (6 years)BFIVE MILE CAPITAL SECURITIES LLC (CRD# 115514)2002 - 2017 (14 years)BPERELLA WEINBERG PARTNERS LP (CRD# 138618)2016 - 2016 (<1 year)BGDK, INC. (CRD# 31785)2012 - 2016 (4 years)BPERELLA WEINBERG PARTNERS LP (CRD# 138618)2006 - 2015 (9 years)BQUASAR TRADING, LLC (CRD# 151974)2011 - 2014 (3 years)BTRINITY DERIVATIVES GROUP, LLC (CRD# 132927)2004 - 2014 (9 years)BDRU STOCK, INC. (CRD# 33104)2006 - 2014 (7 years)BWHITAKER SECURITIES LLC (CRD# 121465)2002 - 2013 (10 years)BBROAD STREET SECURITIES GROUP, LLC (CRD# 153853)2011 - 2012 (<1 year)BLOMBARDI & CO., INC. (CRD# 44810)2000 - 2011 (10 years)BDIAMOND CARTER TRADING, L.L.C. (CRD# 104431)2005 - 2010 (4 years)BJ & D SECURITIES LLC (CRD# 42716)2009 - 2009 (<1 year)BTRI-ARTISAN PARTNERS LLC (CRD# 122351)2002 - 2009 (6 years)BSARLI FINANCIAL, LLC (CRD# 103734)2005 - 2006 (<1 year)BPCF PROVIDENT CAPITAL MARKETS,... (CRD# 42442)2005 - 2005 (<1 year)BTRINIX SECURITIES LLC (CRD# 103360)2000 - 2004 (3 years)BWYSER-PRATTE & CO., INC. (CRD# 28056)2002 - 2002 (<1 year)BGRIDLEY & COMPANY LLC (CRD# 115706)2001 - 2002 (<1 year)BFIRST MADISON SECURITIES, INC. (CRD# 38820)1997 - 2001 (3 years)BWILLIAM & CO. CAPITAL MARKETS LTD. (CRD# 8382)1997 - 1997 (<1 year)BHANDELSBANKEN MARKETS SECURITI... (CRD# 38485)1996 - 1997 (<1 year)
Disclosure(s)
View By:
6/27/2017
Regulatory
Final
License(s)

SRO Registrations

B
FINRA

B
Investors' Exchange LLC

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Current Registration(s)
B
SHELTER ROCK CAPITAL GROUP LLC (CRD#:156753)
10 EAST 53RD, SUITE 1200, NEW YORK, NY 10022
Registered with this firm since 11/4/2016

B
CAMBRIDGE INTERNATIONAL SECURITIES, LLC (CRD#:39137)
90 POST ROAD EAST 2ND FLOOR, WESTPORT, CT 06880
Registered with this firm since 4/17/2013

B
THEMIS TRADING LLC (CRD#:120116)
10 TOWN SQUARE, SUITE 100, CHATHAM, NJ 07928
10 TOWN SQUARE, SUITE 100, CHATHAM, NJ 07928
Registered with this firm since 6/27/2011

B
KOTAK MAHINDRA, INC. (CRD#:47251)
PENN1, 1 PENNSYLVANIA PLAZA SUITE 1720, NEW YORK, NY 10119
Registered with this firm since 4/1/2011

B
CHATSWORTH SECURITIES LLC (CRD#:40804)
95 EAST PUTNAM AVENUE, GREENWICH, CT 06830
Registered with this firm since 6/18/2007

B
MANORHAVEN CAPITAL LLC (CRD#:44965)
120 Wall Street, New York, NY 10005
120 WALL STREET 25TH FLOOR, NEW YORK, NY 10005
Registered with this firm since 5/22/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/23/2012 - 01/03/2025 THREADSTONE CAPITAL, LLC (CRD#:158691) NEW YORK, NY
B
11/14/2013 - 09/27/2023 PARK MADISON PARTNERS LLC (CRD#:140016) PORT WASHINGTON, NY
B
01/22/2016 - 10/28/2022 SPURRIER CAPITAL PARTNERS LLC (CRD#:173524) NEW YORK, NY
B
07/16/2021 - 05/26/2022 PROMETHEUM ATS (CRD#:311636) NEW YORK, NY
B
12/20/2017 - 05/03/2018 CURRENT CAPITAL SECURITIES LLC (CRD#:288891) NEW YORK, NY
B
04/07/2016 - 01/12/2018 AMBIT AMERICA INC. (CRD#:173795) NEW YORK, NY
B
07/03/2014 - 12/15/2017 MORGAN JOSEPH TRIARTISAN LLC (CRD#:10948) WHITE PLAINS, NY
B
09/14/2011 - 11/22/2017 FIELDPOINT PRIVATE SECURITIES, LLC (CRD#:18975) NEW YORK, NY
B
09/17/2014 - 09/29/2017 QUASAR TRADING, LLC (CRD#:151974) SAN JUAN, PR
B
03/07/2002 - 01/03/2017 FIVE MILE CAPITAL SECURITIES LLC (CRD#:115514) STAMFORD, CT
B
05/20/2016 - 12/21/2016 PERELLA WEINBERG PARTNERS LP (CRD#:138618) NEW YORK, NY
B
04/18/2012 - 12/20/2016 GDK, INC. (CRD#:31785) ROAD TOWN, TORTOLA
B
11/20/2013 - 09/28/2015 BROCK SECURITIES LLC (CRD#:122156) NEW YORK, NY
B
05/12/2006 - 07/16/2015 PERELLA WEINBERG PARTNERS LP (CRD#:138618) NEW YORK, NY
B
05/03/2013 - 04/24/2015 ENCLAVE CAPITAL LLC (CRD#:22732) BOCA RATON, FL
B
07/07/2011 - 08/08/2014 QUASAR TRADING, LLC (CRD#:151974) SAN JUAN, PR
B
10/29/2004 - 04/20/2014 TRINITY DERIVATIVES GROUP, LLC (CRD#:132927) NEW YORK, NY
B
12/14/2006 - 03/04/2014 DRU STOCK, INC. (CRD#:33104) KINNELON, NJ
B
09/13/2002 - 03/21/2013 WHITAKER SECURITIES LLC (CRD#:121465) NEW YORK, NY
B
07/28/2011 - 06/15/2012 BROAD STREET SECURITIES GROUP, LLC (CRD#:153853) NEW YORK, NY
B
10/01/2000 - 09/19/2011 LOMBARDI & CO., INC. (CRD#:44810) NEW YORK, NY
B
05/13/2005 - 02/01/2010 DIAMOND CARTER TRADING, L.L.C. (CRD#:104431) NEW YORK, NY
B
03/02/2009 - 05/28/2009 J & D SECURITIES LLC (CRD#:42716) NEW YORK, NY
B
11/12/2002 - 03/06/2009 TRI-ARTISAN PARTNERS LLC (CRD#:122351) NEW YORK, NY
B
07/13/2005 - 05/04/2006 SARLI FINANCIAL, LLC (CRD#:103734) NEW YORK, NY
B
02/11/2005 - 11/09/2005 PCF PROVIDENT CAPITAL MARKETS, INC. (CRD#:42442) BOSTON, MA
B
12/05/2000 - 06/10/2004 TRINIX SECURITIES LLC (CRD#:103360) ENCINITAS, CA
B
04/16/2002 - 05/30/2002 WYSER-PRATTE & CO., INC. (CRD#:28056) MT. KISCO, NY
B
11/28/2001 - 03/11/2002 GRIDLEY & COMPANY LLC (CRD#:115706) NEW YORK, NY
B
11/12/1997 - 02/06/2001 FIRST MADISON SECURITIES, INC. (CRD#:38820)
FINRA expelled the firm on 02/09/2001
BOCA RATON, FL
B
02/13/1997 - 04/04/1997 WILLIAM & CO. CAPITAL MARKETS LTD. (CRD#:8382)
FINRA expelled the firm on 10/09/2002
NY, NY
B
03/25/1996 - 01/20/1997 HANDELSBANKEN MARKETS SECURITIES, INC. (CRD#:38485) NEW YORK, NY
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

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