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RANDY JAY HECHLER
CRD#: 2292597
B
Broker Regulated by FINRA
SPARTAN CAPITAL SECURITIES, LLCCRD#: 146251 45 BROADWAY
19TH FLOOR
NEW YORK, NY 10006
Registration History
19952000200520102015202020252 FIRMS1993 - 1993 (<1 year)2 FIRMS1999 - 1999 (<1 year)2 FIRMS2001 - 2001 (<1 year)2 FIRMS2015 - 2015 (<1 year)BSPARTAN CAPITAL SECURITIES, LLC (CRD# 146251)2021 - Present (3 years)BVELOX CLEARING LLC (CRD# 290215)2021 - 2022 (<1 year)BE D & F MAN CAPITAL MARKETS INC. (CRD# 161014)2019 - 2021 (1 year)BSPARTAN CAPITAL SECURITIES, LLC (CRD# 146251)2019 - 2019 (<1 year)BSPARTAN CAPITAL SECURITIES, LLC (CRD# 146251)2018 - 2019 (<1 year)BNOBLE CAPITAL MARKETS, INC. (CRD# 15768)2017 - 2018 (1 year)BJMP SECURITIES LLC (CRD# 22208)2015 - 2016 (<1 year)BJFD SECURITIES, INC. (CRD# 120583)2014 - 2014 (<1 year)BJOHN CARRIS INVESTMENTS LLC (CRD# 145767)2012 - 2014 (1 year)BRODMAN & RENSHAW, LLC (CRD# 16415)2011 - 2012 (1 year)BHUDSON SECURITIES,INC. (CRD# 10467)2003 - 2011 (8 years)BDOMESTIC SECURITIES, INC. (CRD# 34721)2002 - 2002 (<1 year)BE STREET ACCESS (CRD# 100320)2000 - 2001 (<1 year)BWORLDCO, L.L.C. (CRD# 24673)1998 - 1998 (<1 year)BMDS SECURITIES INCORPORATED (CRD# 29367)1995 - 1996 (<1 year)BSMITH BARNEY INC. (CRD# 7059)1994 - 1995 (1 year)BSMITH BARNEY SHEARSON INC. (CRD# 7059)1993 - 1994 (<1 year)
License(s)

State Registrations

B
New Jersey

B
New York

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Current Registration(s)
B
SPARTAN CAPITAL SECURITIES, LLC (CRD#:146251)
45 BROADWAY 19TH FLOOR, NEW YORK, NY 10006
Registered with this firm since 11/29/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/01/2021 - 01/03/2022 VELOX CLEARING LLC (CRD#:290215) MIAMI, FL
B
11/06/2019 - 06/01/2021 E D & F MAN CAPITAL MARKETS INC. (CRD#:161014) NEW YORK, NY
B
08/01/2019 - 11/13/2019 SPARTAN CAPITAL SECURITIES, LLC (CRD#:146251) NEW YORK, NY
B
10/29/2018 - 07/18/2019 SPARTAN CAPITAL SECURITIES, LLC (CRD#:146251) NEW YORK, NY
B
07/06/2017 - 09/27/2018 NOBLE CAPITAL MARKETS, INC. (CRD#:15768) BOCA RATON, FL
B
10/15/2015 - 09/27/2016 JMP SECURITIES LLC (CRD#:22208) NEW YORK, NY
B
08/03/2015 - 11/09/2015 ARXIS SECURITIES LLC (CRD#:172506) NEW YORK, NY
B
04/16/2015 - 06/12/2015 MARCO POLO SECURITIES INC. (CRD#:46561) NEW YORK, NY
B
11/05/2014 - 12/02/2014 JFD SECURITIES, INC. (CRD#:120583) Short Hills, NJ
B
12/17/2012 - 04/28/2014 JOHN CARRIS INVESTMENTS LLC (CRD#:145767)
FINRA expelled the firm on 08/18/2014
HOBOKEN, NJ
B
05/27/2011 - 11/15/2012 RODMAN & RENSHAW, LLC (CRD#:16415) NEW YORK, NY
B
06/27/2003 - 07/19/2011 HUDSON SECURITIES,INC. (CRD#:10467) JERSEY CITY, NJ
B
11/20/2002 - 12/06/2002 DOMESTIC SECURITIES, INC. (CRD#:34721)
FINRA expelled the firm on 10/14/2011
MONTVALE, NJ
B
08/13/2001 - 09/04/2001 PARAGON CAPITAL MARKETS, INC. (CRD#:18555)
FINRA expelled the firm on 02/26/2004
EAST HANOVER, NJ
B
01/19/2001 - 05/21/2001 WIEN SECURITIES CORP. (CRD#:10467) JERSEY CITY, NJ
B
02/09/2000 - 01/17/2001 E STREET ACCESS (CRD#:100320)
FINRA expelled the firm on 10/07/2004
ENGLISHTOWN, NJ
B
05/06/1999 - 05/11/1999 THE DREYFUS SERVICE CORPORATION (CRD#:231) NEW YORK, NY
B
02/18/1999 - 04/01/1999 MERCER PARTNERS INCORPORATED (CRD#:44925) NEW YORK, NY
B
02/09/1998 - 11/16/1998 WORLDCO, L.L.C. (CRD#:24673) NEW YORK, NY
B
09/01/1995 - 03/08/1996 MDS SECURITIES INCORPORATED (CRD#:29367) CARMEL, IN
B
05/20/1994 - 08/18/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
11/02/1993 - 04/11/1994 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
03/10/1993 - 10/20/1993 LEGEND MERCHANT GROUP, INC. (CRD#:5155)
FINRA expelled the firm on 08/28/2012
NEW YORK, NY
B
01/25/1993 - 03/17/1993 J. GREGORY & COMPANY, INC. (CRD#:14892)
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

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