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PHILIP ANTHONY BOARD
CRD#: 2290520
IA
Investment Adviser
B
Broker Regulated by FINRA
CENTAURUS FINANCIAL, INC.CRD#: 30833 818 NORTH MOUNTAIN AVE.
SUITE #200
UPLAND, CA 91786
+1
Registration History
19952000200520102015202020252 FIRMS2005 - 2013 (7 years)2 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - Present (10 years)BING FINANCIAL PARTNERS, INC. (CRD# 2882)1996 - 2005 (9 years)BDIVERSIFIED SECURITIES, INCORP... (CRD# 222)1994 - 1996 (2 years)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1994 - 1994 (<1 year)IAING FINANCIAL PARTNERS, INC (CRD# 2882)2002 - 2005 (3 years)
Disclosure(s)
View By:
7/22/2022
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama

IA
Michigan

IA
Alabama

B
Minnesota

B
Alaska

B
Nebraska

B
Arizona

IA
Nebraska

IA
Arizona

B
Nevada

B
Arkansas

IA
Nevada

IA
Arkansas

B
New York

B
California

IA
New York

IA
California

B
Ohio

B
Colorado

IA
Ohio

IA
Colorado

IA
Oregon

B
Connecticut

B
Oregon

B
District of Columbia

B
South Carolina

B
Florida

IA
South Carolina

IA
Florida

B
Tennessee

B
Idaho

B
Texas

IA
Idaho

IA
Texas

B
Illinois

B
Utah

IA
Illinois

IA
Utah

B
Indiana

IA
Virginia

IA
Indiana

B
Virginia

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CENTAURUS FINANCIAL, INC. (CRD#:30833)
818 NORTH MOUNTAIN AVE. SUITE #200, UPLAND, CA 91786
Registered with this firm since 8/6/2014

IA
CENTAURUS FINANCIAL, INC. (CRD#:30833)
818 NORTH MOUNTAIN AVE. SUITE #200, UPLAND, CA 91786
Registered with this firm since 8/6/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/07/2013 - 08/08/2014 FSC SECURITIES CORPORATION (CRD#:7461) UPLAND, CA
B
05/06/2013 - 08/08/2014 FSC SECURITIES CORPORATION (CRD#:7461) UPLAND, CA
IA
08/01/2005 - 05/16/2013 LPL FINANCIAL LLC (CRD#:6413) UPLAND, CA
B
08/01/2005 - 05/16/2013 LPL FINANCIAL LLC (CRD#:6413) UPLAND, CA
IA
01/28/2002 - 08/02/2005 ING FINANCIAL PARTNERS, INC (CRD#:2882) UPLAND, CA
B
07/23/1996 - 08/02/2005 ING FINANCIAL PARTNERS, INC. (CRD#:2882) WINDSOR, CT
B
07/21/1994 - 07/22/1996 DIVERSIFIED SECURITIES, INCORPORATED (CRD#:222) SEAL BEACH, CA
B
05/18/1994 - 06/21/1994 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

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