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FELICIA ANN ANTONIO
FELICIA A ANTONIO
CRD#: 2085690
B
Broker Regulated by FINRA
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 388 GREENWICH STREET
TOWER BUILDING
NEW YORK, NY 10013
Registration History
199019952000200520102015202020255 FIRMS2010 - 2012 (1 year)2 FIRMS2015 - 2016 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2016 - Present (8 years)BPERSHING ADVISOR SOLUTIONS LLC (CRD# 36671)2015 - 2015 (<1 year)BMBSC SECURITIES CORPORATION (CRD# 231)2012 - 2015 (3 years)BMBSC SECURITIES CORPORATION (CRD# 231)2009 - 2010 (1 year)BBNY INVESTMENT CENTER INC. (CRD# 47683)2006 - 2008 (2 years)BBNY CAPITAL MARKETS INC. (CRD# 18303)2005 - 2005 (<1 year)BMURPHY & DURIEU (CRD# 6292)2002 - 2005 (2 years)BMCFADDEN, FARRELL & SMITH, L.P. (CRD# 26245)1998 - 2005 (6 years)BVTR CAPITAL, INC. (CRD# 21404)1995 - 1998 (2 years)BROYCE INVESTMENT GROUP, INC. (CRD# 10494)1990 - 1995 (4 years)
License(s)

State Registrations

B
New Jersey

SRO Registrations

B
FINRA

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Current Registration(s)
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
388 GREENWICH STREET TOWER BUILDING, NEW YORK, NY 10013
Registered with this firm since 9/8/2016

Previous Registration(s)
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B
01/12/2015 - 04/22/2016 BNY MELLON CAPITAL MARKETS, LLC (CRD#:17454) NEW YORK, NY
B
01/12/2015 - 04/22/2016 PERSHING LLC (CRD#:7560) NEW YORK, NY
B
01/12/2015 - 09/01/2015 PERSHING ADVISOR SOLUTIONS LLC (CRD#:36671) JERSEY CITY, NJ
B
04/18/2012 - 09/01/2015 MBSC SECURITIES CORPORATION (CRD#:231) NEW YORK, NY
B
09/03/2010 - 03/30/2012 MGI FUNDS DISTRIBUTORS, LLC (CRD#:35682) PORTLAND, ME
B
09/01/2010 - 03/30/2012 BNY MELLON DISTRIBUTORS LLC (CRD#:31334) PORTLAND, ME
B
09/01/2010 - 03/30/2012 FAIRHOLME DISTRIBUTORS, LLC (CRD#:150987) BERWYN, PA
B
09/01/2010 - 03/30/2012 HIGHMARK FUNDS DISTRIBUTORS, LLC (CRD#:147382) PORTLAND, ME
B
09/01/2010 - 03/30/2012 STERLING CAPITAL DISTRIBUTORS, LLC (CRD#:103934) PORTLAND, ME
B
02/11/2009 - 08/30/2010 MBSC SECURITIES CORPORATION (CRD#:231) NEW YORK, NY
B
01/09/2006 - 02/27/2008 BNY INVESTMENT CENTER INC. (CRD#:47683) NEW YORK, NY
B
07/05/2005 - 09/23/2005 BNY CAPITAL MARKETS INC. (CRD#:18303) NEW YORK, NY
B
11/26/2002 - 03/18/2005 MURPHY & DURIEU (CRD#:6292)
FINRA expelled the firm on 07/14/2015
NEW YORK, NY
B
04/14/1998 - 03/18/2005 MCFADDEN, FARRELL & SMITH, L.P. (CRD#:26245) NEW YORK, NY
B
06/14/1995 - 03/18/1998 VTR CAPITAL, INC. (CRD#:21404)
FINRA expelled the firm on 12/20/2001
NEW YORK, NY
B
08/21/1990 - 06/27/1995 ROYCE INVESTMENT GROUP, INC. (CRD#:10494) WOODBURY, NY
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

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