BrokerCheck Help Line (800) 289-9999    Schedule a Call
FINRA Home
  • Individual
  • Firm
at
in
in
By clicking the SEARCH button or otherwise using BrokerCheck, I agree to BrokerCheck Terms of Use
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STANLEY GREGOR
STAN GREGOR, STANLEY GRGUROVICH
CRD#: 1672974
IA
Investment Adviser
PR
Previously Registered Broker
The representative was previously registered as a broker and is currently registered as an investment adviser. Visit IAPD for more information on this individual's investment adviser record. Go to SEC Site
18
Firms
0 State Licenses
0 FINRA Registrations
Registration History
19901995200020052010201520203 FIRMS1990 - 1990 (<1 year)2 FIRMS2005 - 2007 (2 years)BLS SECURITIES, LLC (CRD# 296764)2020 - 2020 (<1 year)BSUMMIT EQUITIES, INC. (CRD# 11039)2016 - 2018 (1 year)BCANTOR FITZGERALD & CO. (CRD# 134)2014 - 2015 (1 year)BMERCAP SECURITIES, LLC (CRD# 156607)2012 - 2012 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2009 - 2010 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2005 (<1 year)BQUICK & REILLY, INC. (CRD# 11217)2001 - 2004 (3 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1992 - 2001 (8 years)BFINANCIAL HORIZONS SECURITIES ... (CRD# 20221)1994 - 1995 (1 year)BFIRST EMPIRE SECURITIES, INC. (CRD# 15129)1992 - 1992 (<1 year)BFIRST AMERICA EQUITIES CORP. (CRD# 7652)1990 - 1991 (1 year)BJ. T. MORAN & CO., INC. (CRD# 15655)1988 - 1990 (1 year)BSHERWOOD CAPITAL, INC. (CRD# 10474)1987 - 1988 (<1 year)
Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/26/2020 - 09/11/2020 LS SECURITIES, LLC (CRD#:296764) Parsippany, NJ
B
12/01/2016 - 10/29/2018 SUMMIT EQUITIES, INC. (CRD#:11039) PARSIPPANY, NJ
B
03/12/2014 - 05/05/2015 CANTOR FITZGERALD & CO. (CRD#:134) NEW YORK, NY
B
08/01/2012 - 12/05/2012 MERCAP SECURITIES, LLC (CRD#:156607) ATLANTA, GA
B
03/19/2009 - 09/30/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) CHARLOTTE, NC
B
08/03/2005 - 08/15/2007 COMMERCE CAPITAL INVESTMENTS, INC. (CRD#:104163) PHILADELPHIA, PA
B
08/03/2005 - 08/15/2007 COMMERCE CAPITAL MARKETS, INC. (CRD#:6940) CHERRY HILL, NJ
B
10/20/2004 - 01/14/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
05/31/2001 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
08/17/1992 - 06/14/2001 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
02/15/1994 - 07/17/1995 FINANCIAL HORIZONS SECURITIES CORPORATION (CRD#:20221)
B
04/08/1992 - 07/10/1992 FIRST EMPIRE SECURITIES, INC. (CRD#:15129) HAUPPAUGE, NY
B
04/23/1990 - 09/13/1991 FIRST AMERICA EQUITIES CORP. (CRD#:7652)
B
11/09/1990 - 12/03/1990 NATIONAL SECURITIES NETWORK, INC. (CRD#:14929) ENGLEWOOD, CO
B
09/04/1990 - 11/07/1990 BRENNAN ROSS SECURITIES, INC. (CRD#:18363)
FINRA expelled the firm on 03/27/1991
B
02/16/1990 - 05/03/1990 VANDERBILT SECURITIES, INC. (CRD#:14280)
B
05/20/1988 - 02/15/1990 J. T. MORAN & CO., INC. (CRD#:15655)
B
07/21/1987 - 05/21/1988 SHERWOOD CAPITAL, INC. (CRD#:10474)
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

Click here for more information about how to check on an investment professional.

B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

Use of the BrokerCheck site is subject to
BrokerCheck Terms of Use

©2025 FINRA, All Rights Reserved

FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.