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THOMAS HANNAN
THOMAS JOSEPH HANNAN, THOMAS JOSEPH HANNON
CRD#: 1203724
PR
Previously Registered Investment Adviser
PR
Previously Registered Broker
The representative was previously registered both as a broker and as an investment adviser. Visit IAPD for more information on this individual's investment adviser record. Go to SEC Site
16
Firms
0 State Licenses
0 FINRA Registrations
Registration History
198519901995200020052010201520202025BTD PRIVATE CLIENT WEALTH LLC (CRD# 164484)2022 - 2025 (2 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2016 - 2021 (5 years)BPNC INVESTMENTS (CRD# 129052)2014 - 2016 (2 years)BMETLIFE SECURITIES INC. (CRD# 14251)2010 - 2014 (3 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2009 - 2010 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2009 (3 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2006 (1 year)BQUICK & REILLY, INC. (CRD# 11217)2004 - 2004 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2004 (3 years)BR. SEELAUS & CO.,INC. (CRD# 14974)2000 - 2000 (<1 year)BLEBENTHAL & CO., INC. (CRD# 6490)1997 - 1999 (2 years)BFIRST EMPIRE SECURITIES, INC. (CRD# 15129)1995 - 1997 (1 year)BMURPHY & DURIEU (CRD# 6292)1994 - 1994 (<1 year)BWOLFE & HURST BOND BROKERS INC. (CRD# 8288)1991 - 1994 (2 years)BASIEL & CO. (CRD# 1112)1985 - 1991 (5 years)BMABON, NUGENT & CO. (CRD# 2617)1984 - 1985 (1 year)
Previous Registration(s)
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B
05/03/2022 - 01/13/2025 TD PRIVATE CLIENT WEALTH LLC (CRD#:164484) NEW YORK, NY
B
06/01/2016 - 08/30/2021 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) MOUNT LAUREL, NJ
B
02/19/2014 - 06/03/2016 PNC INVESTMENTS (CRD#:129052) EAST BRUNSWICK, NJ
B
07/08/2010 - 02/26/2014 METLIFE SECURITIES INC. (CRD#:14251) HAMILTON, NJ
B
11/25/2009 - 06/22/2010 HSBC SECURITIES (USA) INC. (CRD#:19585) CHATHAM, NJ
B
03/20/2006 - 09/10/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MADISON, NJ
B
10/20/2004 - 03/17/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
03/05/2004 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
06/14/2000 - 03/02/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
03/08/2000 - 06/23/2000 R. SEELAUS & CO.,INC. (CRD#:14974) CHATHAM, NJ
B
11/12/1997 - 12/17/1999 LEBENTHAL & CO., INC. (CRD#:6490) NEW YORK, NY
B
07/21/1995 - 05/06/1997 FIRST EMPIRE SECURITIES, INC. (CRD#:15129) HAUPPAUGE, NY
B
07/14/1994 - 09/27/1994 MURPHY & DURIEU (CRD#:6292)
FINRA expelled the firm on 07/14/2015
NEW YORK, NY
B
08/23/1991 - 05/20/1994 WOLFE & HURST BOND BROKERS INC. (CRD#:8288) JERSEY CITY, NJ
B
03/14/1985 - 02/12/1991 ASIEL & CO. (CRD#:1112) NEW YORK, NY
B
01/26/1984 - 01/22/1985 MABON, NUGENT & CO. (CRD#:2617)
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

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