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| Name | Position |
|---|---|
| SALOMON SMITH BARNEY INC. (CRD#: 07059) | OWNER |
| CLEMENTS, GEORGE BUNCH (CRD#:48542) | SENIOR VICE PRESIDENT |
| DAY, MICHAEL JOSEPH (CRD#: 2344142) | CHIEF FINANCIAL OFFICER |
| JANIAK, A.RICHARD RICHARD JR | CHIEF EXECUTIVE OFFICER AND DIRECTOR |
| KUKLENSKI, KIRBY JUDE (CRD#:732315) | EXECUTIVE VICE PRESIDENT |
| MORGAN, MICHELLE MARIE (CRD#:2413332) | CROP |
| SORDIPREITE, VIRGINIA A (CRD#:2007039) | CHIEF COMPLIANCE OFFICER |
| STIDHAM, REESE MCGREGOR III (CRD#:808174) | SENIOR VICE PRESIDENT |
| SWIFT, HENRY WOODRUFF JR (CRD#: 441328) | SENIOR VICE PRESIDENT |
| TRAYNOR, FRANCIS MOFFITT JR (CRD#:449006) | SENIOR VICE PRESIDENT |
| ZIMMERMAN, JOHN CONRAD JR (CRD#:476714) | SENIOR VICE PRESIDENT |
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A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
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