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CAPITAL CLIENT GROUP, INC.
AMERICAN FUNDS DISTRIBUTORS, INC., CAPITAL CLIENT GROUP, INC.
CRD#: 6247/SEC#: 801-77946,8-17168
B
Brokerage Firm Regulated by FINRA (Los Angeles district office)
IA
Investment Adviser FirmVisit SEC Site
MAIN ADDRESS
333 S. HOPE ST. 55TH FL.
LOS ANGELES, CA 90071 UNITED STATES
General Information
Main Office Location 333 S. HOPE ST. 55TH FL.
LOS ANGELES, CA 90071 UNITED STATES
Mailing Address 333 S. HOPE ST. 55TH FL.
LOS ANGELES, CA 90071 UNITED STATES
Phone213-486-9200
Established inCalifornia since 05/09/1972
TypeCorporation
Fiscal Year End June
Direct Owners and Executive Officers
NamePosition
CAPITAL RESEARCH AND MANAGEMENT COMPANY STOCKHOLDER
AGUILAR, ALBERT JR (CRD#:5106724) CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR
BURTON, RENE MARGARET (CRD#:1956766) TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR
DESSNER, MADDI LYNN (CRD#:4709060) SENIOR VICE PRESIDENT, DIRECTOR
MCHALE, TIMOTHY WILLIAM (CRD#: 4244021) SECRETARY
O'CONNOR, MATTHEW PHILIP (CRD#:2427203) CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR
PIKEN, KEITH ALAN (CRD#:2576730) SENIOR VICE PRESIDENT, DIRECTOR
TRIESSL, MICHAEL JAMES (CRD#: 3060797) DIRECTOR
CAPITAL RESEARCH AND MANAGEMENT COMPANY
STOCKHOLDER

CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR

TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR

SENIOR VICE PRESIDENT, DIRECTOR

MCHALE, TIMOTHY WILLIAM (CRD#: 4244021)
SECRETARY

CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR

SENIOR VICE PRESIDENT, DIRECTOR

TRIESSL, MICHAEL JAMES (CRD#: 3060797)
DIRECTOR

Licenses
53 U.S. States and Territories
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Alabama

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Alaska

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Arizona

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Arkansas

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California

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Colorado

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Connecticut

B
Delaware

B
District of Columbia

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Florida

B
Georgia

B
Hawaii

B
Idaho

B
Illinois

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Indiana

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Iowa

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Kansas

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Kentucky

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Louisiana

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Maine

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Maryland

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Massachusetts

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Michigan

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Minnesota

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Mississippi

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Missouri

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Montana

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Nebraska

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Nevada

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New Hampshire

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New Jersey

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New Mexico

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New York

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North Carolina

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North Dakota

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Ohio

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Oklahoma

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Oregon

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Pennsylvania

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Puerto Rico

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Rhode Island

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South Carolina

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South Dakota

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Tennessee

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Texas

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Utah

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Vermont

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Virgin Islands

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Virginia

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Washington

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West Virginia

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Wisconsin

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Wyoming

Other Registrations
Federal
SEC

Self-Regulatory Organizations
FINRA
This firm conducts 4 types of business

This firm is affiliated with financial and investment institutions

This firm does not have referral or financial arrangements with other brokers or dealers
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

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