Individual Firm
| Name | Position |
|---|---|
| METLIFE, INC. | 100% SHAREHOLDER |
| BARNETTE, CURTIS HANDLEY | DIRECTOR |
| DOLE, BURTON A | DIRECTOR |
| GRISE, CHERYL | DIRECTOR |
| HALPERIN, JEFFREY PAUL (CRD#:2899327) | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER & ANTI-MONEY LAUNDERING OFFICER |
| HENRIKSON, CARL ROBERT (CRD#: 243239) | CHIEF EXECUTIVE OFFICER, PRESIDENT & CHAIRMAN OF THE BOARD |
| HOLTZER, DAVID MICHAEL (CRD#:4345697) | CHIEF COMPLIANCE OFFICER, BROKER DEALER |
| HOUGHTON, JAMES RICHARDSON | DIRECTOR |
| JOURNY, TIMOTHY LYONS | SENIOR VICE PRESIDENT AND GENERAL AUDITOR |
| KAMEN, HARRY PAUL (CRD#: 1545937) | DIRECTOR |
| KANDARIAN, STEVEN ALBERT | EXECUTIVE VICE PRESIDENT & CIO |
| KAPLAN, HELENE L | DIRECTOR |
| KEANE, JOHN M. | DIRECTOR |
| KILTS, JAMES | DIRECTOR |
| LEIGHTON, CHARLES | DIRECTOR |
| LIPSCOMB, JAMES LOUIS | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL |
| MATHEWS, SYLVIA | DIRECTOR |
| MULLANEY, WILLIAM JOSEPH (CRD#: 2641484) | PRESIDENT, INSTITUTIONAL BUSINESS |
| PRICE, HUGH BERNARD | DIRECTOR |
| REIN, CATHERINE AMELIA (CRD#: 2605134) | SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER |
| SICCHITANO, KENTON JOSEPH | DIRECTOR |
| STEERE, WILLIAM CAMPBELL | DIRECTOR |
| TOPPETA, WILLIAM JOHN (CRD#: 2835140) | PRESIDENT, INTERNATIONAL |
| VIETRI, MICHAEL JOSEPH (CRD#:1068983) | EXECUTIVE VICE PRESIDENT |
| WEBER, LISA M | PRESIDENT, INDIVIDUAL BUSINESS |
| WHEELER, WILLIAM JAMES (CRD#: 1208521) | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER |
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A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
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