Disclosures
61 Total Disclosures
60Regulatory Event1Arbitration
For details of these disclosures as well as disclosures involving non-registered affiliated entities refer to the Detailed Report. For disclosures involving registered affiliated entities visit the BrokerCheck page for those firms.
General Information
Established inDelaware since 01/01/2005
TypeLimited Liability Company
Fiscal Year End December
Direct Owners and Executive Officers
NamePosition
NEWEDGE GROUP 100% OWNER OF NEWEDGE USA, LLC - CLASS A AND CLASS C MEMBER
BABULE, ANTOINE JULIEN (CRD#:5778863) CEO
BOND, ROBERT (CRD#:4121948) HEAD OF FFOE & FI NEW YORK
COHEN, ADAM MICHAEL (CRD#:2560856) HEAD OF US INSTITUTIONAL SALES PCS
CULLEN, EDWARD PATRICK (CRD#:1551615) CHIEF FINANCIAL OFFICER AMERICAS/FINOP
DAVY, STEPHEN P (CRD#:5644503) HEAD OF IT
EICKBUSH, GREGORY FRANCIS (CRD#:2533204) HEAD OF OPERATIONS, AMERCIAS
GAUGHAN, SUSAN KATHLEEN (CRD#:2530985) REGISTERED OPTIONS PRINCIPAL AND BRANCH MANAGER CHICAGO
GERLESITS, WILLIAM R (CRD#:5457051) CHIEF COMPLIANCE OFFICER
LOPRESTI, JOHN (CRD#:1999981) HEAD OF SECURITIES OPERATIONS AMERICAS
MURPHY, ANGELIQUE REGINA (CRD#:2355417) GLOBAL CHIEF OPERATING OFFICER ACTING AMERICAS HEAD OF FFOE & FI
PIETANZA, ELIZABETH CATHERINE (CRD#:2192911) BRANCH MANAGER, NEW YORK
RICHTER, DAVID JAMES (CRD#:1853383) HEAD OF US HIGH FREQUENCY SALES PCS
SARGENT, JEFFREY JOSEPH (CRD#:2648637) HEAD OF SECURITIES COMPLIANCE AMERICAS
NEWEDGE GROUP
100% OWNER OF NEWEDGE USA, LLC - CLASS A AND CLASS C MEMBER


HEAD OF FFOE & FI NEW YORK

HEAD OF US INSTITUTIONAL SALES PCS

CHIEF FINANCIAL OFFICER AMERICAS/FINOP


HEAD OF OPERATIONS, AMERCIAS

REGISTERED OPTIONS PRINCIPAL AND BRANCH MANAGER CHICAGO

CHIEF COMPLIANCE OFFICER

HEAD OF SECURITIES OPERATIONS AMERICAS

GLOBAL CHIEF OPERATING OFFICER ACTING AMERICAS HEAD OF FFOE & FI


HEAD OF US HIGH FREQUENCY SALES PCS

HEAD OF SECURITIES COMPLIANCE AMERICAS

Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

Click here for more information about how to check on an investment professional.

B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

Use of the BrokerCheck site is subject to
BrokerCheck Terms of Use

©2025 FINRA, All Rights Reserved

FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.