Individual Firm - By clicking the SEARCH button or otherwise using BrokerCheck, I agree to BrokerCheck Terms of Use
| Name | Position |
|---|---|
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | TRUSTEE - SETH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 |
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | TRUSTEE - SARAH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | TRUSTEE - SETH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | TRUSTEE - SARAH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | TRUSTEE - SETH GLICKENHAUS 2010 GRAT |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | LIMITED PARTNER |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | TRUSTEE - SETH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | TRUSTEE - SETH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | SARAH GLICKENHAUS 2010 GRAT |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | TRUSTEE - SARAH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | TRUSTEE - SARAH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 |
| SARAH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | LIMITED PARTNER |
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | TRUSTEE - SARAH GLICKENHAUS 2012 GRAT |
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | TRUSTEE - SARAH GLICKENHAUS 2007 GRAT |
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | TRUSTEE - SETH GLICKENHAUS 2007 GRAT |
| GLICKENHAUS, SARAH BRODY (CRD#: 1473858) | LIMITED PARTNER |
| GLICKENHAUS, SETH MORTON (CRD#: 223097) | GENERAL PARTNER |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | TRUSTEE - SARAH GLICKENHAUS 2012 GRAT |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | TRUSTEE - SARAH GLICKENHAUS 2007 GRAT |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | TRUSTEE - SETH GLICKENHAUS 2007 GRAT |
| SARAH GLICKENHAUS 2007 GRAT | LIMITED PARTNER |
| SARAH GLICKENHAUS 2010 GRAT | LIMITED PARTNER |
| SARAH GLICKENHAUS 2012 GRAT | LIMITED PARTNER |
| SETH GLICKENHAUS 2007 GRAT | LIMITED PARTNER |
| SETH GLICKENHAUS 2010 GRAT | LIMITED PARTNER |
| SETH GLICKENHAUS 4 YR. GRANTOR RETAINED ANNUITY TRUST, DTD 3/1/2001 | LIMITED PARTNER |
| ANDERSON-GAUSTEN, LINDA CHRISTI (CRD#: 713783) | CHIEF COMPLIANCE OFFICER, SROP & CROP |
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | GENERAL PARTNER |
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | TRUSTEE - SETH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 |
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | TRUSTEE - SETH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 |
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | TRUSTEE - SETH GLICKENHAUS 2010 GRAT |
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | TRUSTEE - SARAH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 |
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | TRUSTEE - SARAH GLICKENHAUS 2010 GRAT |
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | TRUSTEE - SARAH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 |
| GLICKENHAUS, JAMES MORRIS (CRD#: 1473860) | TRUSTEE - SETH GLICKENHAUS 2012 GRAT |
| GREEN, STEVEN BRUCE (CRD#: 835437) | FINOP, CFO |
| PIER, NANCY GLICKENHAUS (CRD#: 1473859) | TRUSTEE - SETH GLICKENHAUS 2012 GRAT |
| SARAH GLICKENHAUS 3 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | LIMITED PARTNER |
| SARAH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST DTD 3/1/2001 | LIMITED PARTNER |
| SETH GLICKENHAUS 2012 GRAT | LIMITED PARTNER |
| SETH GLICKENHAUS 3 YR. GRANTOR ANNUITY TRUST, DTD 3/1/2001 | LIMITED PARTNER |
| SETH GLICKENHAUS 5 YR. GRANTOR RETAINED ANNUITY TRUST, DTD 3/1/2001 | LIMITED PARTNER |
The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.
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A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
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