INDEPENDENCE ONE BROKERAGE SERVICES, INC.
INDEPENDENCE ONE BROKERAGE SERVICES, INC., INDEPENDENCE ONE BROKERAGE SERVIES, INC.
CRD#: 17529/SEC#: 8-35414
PR
Previously Registered Brokerage Firm
Not currently registered as broker
Disclosures
1 Total Disclosure
1Regulatory Event
For details of these disclosures as well as disclosures involving non-registered affiliated entities refer to the Detailed Report. For disclosures involving registered affiliated entities visit the BrokerCheck page for those firms.
General Information
Established inMichigan since 12/26/1985
TypeCorporation
Fiscal Year End December
Direct Owners and Executive Officers
NamePosition
MICHIGAN NATIONAL BANK, A NATIONAL BANKING ASSOCIATION SHAREHOLDER
BECK, ANNE MARIE (CRD#: 1802500) CHIEF FINANCIAL OFFICER
CHAPMAN, ALGER BALDWIN JR (CRD#: 44653) CEO, DIRECTOR, CHAIRMAN
GRANATA, LAWRENCE JOSEPH (CRD#:1088599) ASSISTANT VICE PRESIDENT
HEIL, DEBORAH ANN (CRD#: 2831382) ASSISTANT SECRETARY
KELLY, DEAN SCOTT (CRD#: 1036688) PRESIDENT, DIRECTOR
KENNY, ANASTASIA MARIE (CRD#:1341868) ASSISTANT VICE PRESIDENT, CROP, SROP
MASTROPIETRO, LOUIS CHRISTOPHER (CRD#:1384209) EVP, DIRECTOR
NIEBER, LAURA ANN (CRD#: 4191339) SECRETARY
PECORA, ANTHONY P (CRD#:2975013) CHIEF COMPLIANCE OFFICER
MICHIGAN NATIONAL BANK, A NATIONAL BANKING ASSOCIATION
SHAREHOLDER

BECK, ANNE MARIE (CRD#: 1802500)
CHIEF FINANCIAL OFFICER

CHAPMAN, ALGER BALDWIN JR (CRD#: 44653)
CEO, DIRECTOR, CHAIRMAN


HEIL, DEBORAH ANN (CRD#: 2831382)
ASSISTANT SECRETARY

KELLY, DEAN SCOTT (CRD#: 1036688)
PRESIDENT, DIRECTOR

ASSISTANT VICE PRESIDENT, CROP, SROP


NIEBER, LAURA ANN (CRD#: 4191339)
SECRETARY

CHIEF COMPLIANCE OFFICER

Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

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B
Broker

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Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

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It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

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Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

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