BrokerCheck Help Line (800) 289-9999    Schedule a Call
FINRA Home
  • Individual
  • Firm
at
in
in
By clicking the SEARCH button or otherwise using BrokerCheck, I agree to BrokerCheck Terms of Use
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
DAVENPORT & COMPANY LLC
DAVENPORT & CO. OF VIRGINIA, INC., DAVENPORT TRUST COMPANY, DAVENPORT FINANCIAL ADVISORS, DAVENPORT ASSET MANAGEMENT, DAVENPORT & COMPANY LLC
CRD#: 1588/SEC#: 801-13057,8-17103
B
Brokerage Firm Regulated by FINRA (Philadelphia district office)
IA
Investment Adviser FirmVisit SEC Site
MAIN ADDRESS
ONE JAMES CENTER
901 E. CARY STREET
RICHMOND, VA 23219 UNITED STATES
Relationship Summary
Disclosures
19 Total Disclosures
16Regulatory Event3Arbitration
For details of these disclosures as well as disclosures involving non-registered affiliated entities refer to the Detailed Report. For disclosures involving registered affiliated entities visit the BrokerCheck page for those firms.
General Information
Main Office Location ONE JAMES CENTER
901 E. CARY STREET
RICHMOND, VA 23219 UNITED STATES
Mailing Address P.O. BOX 85678
RICHMOND, VA 23285-5678 UNITED STATES
Phone804-780-2000
Established inVirginia since 01/31/1997
TypeLimited Liability Company
Fiscal Year End December
Direct Owners and Executive Officers
NamePosition
DAVA CORP. MEMBER
DAVENPORT & CO. OF VIRGINIA, INC MEMBER
DAVENPORT CORP. MEMBER
DAVENPORT IV, INC MEMBER
ACKERLY, JOHN PAUL IV (CRD#:2460550) DIRECTOR
ALLBURN, SEAN JAMES (CRD#:2605269) DIRECTOR
ANDERSON, DAVID CHARLES (CRD#:2312279) DIRECTOR
BALLOWE, HYLAH BOYD (CRD#:2533434) DIRECTOR
BARKSDALE, WILLIAM RANDOLPH IV (CRD#:720050) DIRECTOR
BEALL, MICHAEL SUNDERLAND (CRD#:707266) DIRECTOR
BOLL, KEVIN GEORGE JR (CRD#:2881689) DIRECTOR
BRIGULIO, JR., BRIAN MITCHELL (CRD#:4970410) DIRECTOR
BROWN, EDWARD TRIGG JR (CRD#:850295) DIRECTOR
CASON, SHANE M (CRD#:4500533) DIRECTOR
CHAPMAN, IRVING LEE IV (CRD#:2489697) PRESIDENT, CEO, DIRECTOR
COLE, EDWARD FISCUS III (CRD#:4146443) DIRECTOR
CRAWLEY, JAMES EDWARD (CRD#:1776949) DIRECTOR
CROCKETT, HOLLY RAY (CRD#:1682414) DIRECTOR
CROWDER, ALISON SANDERS (CRD#:6658906) CHIEF COMPLIANCE OFFICER - IA
DAVENPORT FIVE, INC MEMBER
DOLAN, RICHARD EDWARD III (CRD#:2348347) DIRECTOR
FERRELL, LEAVENWORTH MCGILL II (CRD#:4578007) DIRECTOR
FRAM, FREDERICK GORDON (CRD#:1701062) CHIEF ADMINISTRATIVE OFFICER, DIRECTOR, AML COMPLIANCE OFFICER
GALLIHUGH, MAUREEN ANN (CRD#:1125521) DIRECTOR
GANSMAN, JOHN ROBERT (CRD#:2382152) DIRECTOR
GEHO, HARRISON MONCURE (CRD#:2361637) DIRECTOR
GRAGNANI JR, ROBERT A (CRD#:5098764) DIRECTOR
GREGORY, KENNETH STUART (CRD#:1160002) DIRECTOR
HAMILTON, HARRY WAYNE III (CRD#:1345514) DIRECTOR
HERSHEY, WILLIAM ROBERTSON BEVERLEY (CRD#:2909345) DIRECTOR, CFO, FINOP AND PRINCIPAL FINANCIAL OFFICER
HOOPER, LUCY WILLIAMS (CRD#:733228) DIRECTOR
KANE, MICHAEL JOSEPH DAVID (CRD#:704604) DIRECTOR
KEHLENBECK, VIRGINIA WORTHAM (CRD#:4555885) DIRECTOR
KOOCH, ROLAND MARION JR (CRD#:2382419) DIRECTOR
LAUX, KYLE A (CRD#:4550086) DIRECTOR
LOMBARD, JOSEPH ANTHONY III (CRD#:4013073) DIRECTOR
MASON, JOSEPH D (CRD#:5111792) DIRECTOR
MCELHANEY, JON TAYLOR (CRD#:2883725) DIRECTOR
MIZELL, ROBERT FRANCIS (CRD#:1836694) DIRECTOR
OMOHUNDRO, JEFFREY FLOYD (CRD#:2155707) DIRECTOR
OWEN, RICHARD GAILLARD (CRD#:1197506) DIRECTOR
PAUCKE, JOSEPH WALTER (CRD#:1208500) DIRECTOR
PEARSON, CHRISTOPHER GLENN (CRD#:4979730) DIRECTOR
PISCITELLI, JOHN ANTHONY (CRD#:1359023) DIRECTOR
PRICE, THOMAS WINSTON (CRD#:2895319) DIRECTOR
PRILLAMAN, GRAYSON BISHOP (CRD#:2707727) DIRECTOR
RAY, JOEL MASON (CRD#:1483620) DIRECTOR
RICHMOND, ANN MINORNUCKOLS (CRD#:2144754) DIRECTOR, TREASURER, AND PRINCIPAL OPERATIONS OFFICER
ROGERS, COURTNEY EDWARD (CRD#:2237168) DIRECTOR
ROSE, DAVID PETER (CRD#:1288846) DIRECTOR
RULLMAN, NATHANIEL H (CRD#:5897465) DIRECTOR
SANDERSON, JAMES EDWARD (CRD#:4886781) DIRECTOR
SEVERT, TAMMY RENE (CRD#:3020053) DIRECTOR
SMITH, GEORGE LEVIN (CRD#:2988110) DIRECTOR
STRATTON, JONATHAN AUBREY (CRD#:4808131) CHIEF COMPLIANCE OFFICER-BD
SULANKE, GEOFFREY ADAM (CRD#:4808910) DIRECTOR
TAYLOR, TIMOTHY STEWART (CRD#:1492229) DIRECTOR
TERZIMEHIC, EDIN NMN (CRD#:4634023) ROSFP
TRICE, FRANKLIN ALEXANDER (CRD#:2219809) DIRECTOR
VALENTINE, EUGENE MASSIE JR (CRD#:1072110) DIRECTOR
VALENTINE, HENRY LEE III (CRD#:1137054) DIRECTOR
WAGNER, ARIC NORMAN (CRD#:2267313) DIRECTOR
WATSON, BRADLEY LAWRENCE (CRD#:2415210) DIRECTOR
WELLFORD JR, TEN EYCK THOMPSON (CRD#:4985143) DIRECTOR
WORTHAM, COLEMAN III (CRD#:472921) CHAIRMAN, DIRECTOR
YOUNG, ARMISTEAD C IV (CRD#:2444107) DIRECTOR
DAVA CORP.
MEMBER
DAVENPORT & CO. OF VIRGINIA, INC
MEMBER
DAVENPORT CORP.
MEMBER
DAVENPORT IV, INC
MEMBER
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
PRESIDENT, CEO, DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
CHIEF COMPLIANCE OFFICER - IA
DAVENPORT FIVE, INC
MEMBER
DIRECTOR
DIRECTOR
CHIEF ADMINISTRATIVE OFFICER, DIRECTOR, AML COMPLIANCE OFFICER
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR, CFO, FINOP AND PRINCIPAL FINANCIAL OFFICER
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR, TREASURER, AND PRINCIPAL OPERATIONS OFFICER
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
CHIEF COMPLIANCE OFFICER-BD
DIRECTOR
DIRECTOR
ROSFP
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
DIRECTOR
CHAIRMAN, DIRECTOR
DIRECTOR
Licenses
53 U.S. States and Territories
B
 Alabama
B
 Alaska
B
 Arizona
B
 Arkansas
B
 California
B
 Colorado
B
 Connecticut
B
 Delaware
B
 District of Columbia
B
 Florida
B
 Georgia
B
 Hawaii
B
 Idaho
B
 Illinois
B
 Indiana
B
 Iowa
B
 Kansas
B
 Kentucky
B
 Louisiana
B
 Maine
B
 Maryland
B
 Massachusetts
B
 Michigan
B
 Minnesota
B
 Mississippi
B
 Missouri
B
 Montana
B
 Nebraska
B
 Nevada
B
 New Hampshire
B
 New Jersey
B
 New Mexico
B
 New York
B
 North Carolina
B
 North Dakota
B
 Ohio
B
 Oklahoma
B
 Oregon
B
 Pennsylvania
B
 Puerto Rico
B
 Rhode Island
B
 South Carolina
B
 South Dakota
B
 Tennessee
B
 Texas
B
 Utah
B
 Vermont
B
 Virgin Islands
B
 Virginia
B
 Washington
B
 West Virginia
B
 Wisconsin
B
 Wyoming
Other Registrations
Federal
SEC
Self-Regulatory Organizations
FINRA
And 3 others. See Detailed Report.
This firm conducts 15 types of business
This firm is not affiliated with financial and investment institutions
This firm does have referral or financial arrangements with other brokers or dealers
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

Click here for more information about how to check on an investment professional.

B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

Use of the BrokerCheck site is subject to
BrokerCheck Terms of Use

©2025 FINRA, All Rights Reserved

FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.
Privacy
Legal