MILLBURN RIDGEFIELD LLC
HYPATIA CAPITAL ADVISORS LLC, MILLBURN RIDGEFIELD LLC, MILLBURN RIDGEFIELD CORPORATION, MANTLE CAPITAL ADVISORS LLC
CRD#: 148870/SEC#: 801-60938,8-68078
B
Brokerage Firm Regulated by FINRA (New York district office)
IA
Investment Adviser FirmVisit SEC Site
MAIN ADDRESS
55 WEST 46TH STREET
31ST FLOOR
NEW YORK, NY 10036 USA
General Information
Main Office Location 55 WEST 46TH STREET
31ST FLOOR
NEW YORK, NY 10036 USA
Mailing Address 55 WEST 46TH STREET
31ST FLOOR
NEW YORK, NY 10036 USA
Phone212-332-7300
Established inDelaware since 01/30/2025
TypeLimited Liability Company
Fiscal Year End December
Direct Owners and Executive Officers
NamePosition
MILLBURN CAPITAL LLC SHAREHOLDER
BEKER, HARVEY (CRD#: 4504572) CHAIRMAN
BUCKBINDER, GREGG RICHARD (CRD#:1899709) CFO & FINOP, BROKER DEALER
BUCKBINDER, GREGG RICHARD (CRD#:1899709) PRESIDENT, CHIEF OPERATING OFFICER
FELSENTHAL, STEVEN MARC (CRD#:4782179) GENERAL COUNSEL/ CCO/ CEO OF THE BROKER DEALER
FITZSIMMONS, MARK BRUCE (CRD#: 1613090) SENIOR VICE PRESIDENT
GOODMAN, BARRY ALAN (CRD#: 1785846) CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING
SMITH, GRANT NORMAN (CRD#: 2230525) CO-CHIEF EXECUTIVE OFFICER
WU, ILON (CRD#: 7245039) CHIEF FINANCIAL OFFICER
MILLBURN CAPITAL LLC
SHAREHOLDER

BEKER, HARVEY (CRD#: 4504572)
CHAIRMAN


PRESIDENT, CHIEF OPERATING OFFICER

GENERAL COUNSEL/ CCO/ CEO OF THE BROKER DEALER

FITZSIMMONS, MARK BRUCE (CRD#: 1613090)
SENIOR VICE PRESIDENT

GOODMAN, BARRY ALAN (CRD#: 1785846)
CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING

SMITH, GRANT NORMAN (CRD#: 2230525)
CO-CHIEF EXECUTIVE OFFICER

WU, ILON (CRD#: 7245039)
CHIEF FINANCIAL OFFICER

Licenses
1 U.S. State and Territory
B
New York

Other Registrations
Federal
SEC

Self-Regulatory Organizations
FINRA
This firm conducts 2 types of business

This firm is affiliated with financial and investment institutions

This firm does not have referral or financial arrangements with other brokers or dealers
Additional Information

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

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