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THE BAKER GROUP, LP
JAMES BAKER & ASSOCIATES, A LIMITED PARTNERSHIP, THE BAKER GROUP, LP, THE BAKER GROUP PORTFOLIO MANAGEMENT, LP, THE BAKER GROUP, JAMES BAKER & COMPANY…
CRD#: 7888/SEC#: 801-64345,8-23684
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Brokerage Firm Regulated by FINRA (New Orleans district office)
IA
Investment Adviser FirmVisit SEC Site
MAIN ADDRESS
1601 NW EXPRESSWAY
21ST FLOOR
OKLAHOMA CITY, OK 73118-1426 UNITED STATES
Disclosures
4 Total Disclosures
4Regulatory Event
For details of these disclosures as well as disclosures involving non-registered affiliated entities refer to the Detailed Report. For disclosures involving registered affiliated entities visit the BrokerCheck page for those firms.
General Information
Main Office Location 1601 NW EXPRESSWAY
21ST FLOOR
OKLAHOMA CITY, OK 73118-1426 UNITED STATES
Mailing Address 1601 NW EXPRESSWAY
SUITE 2000
OKLAHOMA CITY, OK 73118-1426 UNITED STATES
Phone405-415-7202
Established inOklahoma since 05/20/1992
TypePartnership
Fiscal Year End December
Direct Owners and Executive Officers
NamePosition
JAMES BAKER GROUP, INC. GENERAL PARTNER
HAYHURST, RYAN WARNER (CRD#:2783567) PRESIDENT
HILL, RONALD AUSTIN (CRD#:4652327) MANAGING PARTNER
HUXLEY, CARL WAYNE (CRD#:5476871) CHIEF EXECUTIVE OFFICER
THE BAKER GROUP SOFTWARE SOLUTIONS, INC. CLASS A LIMITED PARTNER
AFFOLDER, BRIAN LEE (CRD#:2170742) MANAGING PARTNER
BAUMANN, MARK DUANE (CRD#:5977593) MANAGING PARTNER
BLOSS, JOHN DAVID (CRD#:5423261) MANAGING PARTNER
CURRIE, JOHN TAYLOR (CRD#:2800397) MANAGING PARTNER
HART, FRANK GERALD (CRD#:5666950) MANAGING PARTNER
KINZER, JANTZ HUGHES (CRD#:2398922) MANAGING PARTNER
OAKES, JEFFREY ROBERT (CRD#:4020640) MANAGING PARTNER
PHILLIPS, KATHRYN ANNE (CRD#:4707853) MANAGING PARTNER/CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER
STENSETH, PHILIP CLARK (CRD#:1845025) MANAGING PARTNER
WRINKLE, MISTY WELLS (CRD#:2752550) CHIEF COMPLIANCE OFFICER
JAMES BAKER GROUP, INC.
GENERAL PARTNER



CHIEF EXECUTIVE OFFICER

THE BAKER GROUP SOFTWARE SOLUTIONS, INC.
CLASS A LIMITED PARTNER








MANAGING PARTNER/CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER


CHIEF COMPLIANCE OFFICER

Licenses
27 U.S. States and Territories
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Alaska

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Arizona

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Arkansas

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California

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Colorado

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Connecticut

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Delaware

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Georgia

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Illinois

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Indiana

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Iowa

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Kansas

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Kentucky

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Louisiana

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New Jersey

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New York

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North Dakota

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Ohio

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Oklahoma

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Pennsylvania

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South Carolina

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South Dakota

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Texas

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Utah

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Vermont

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Washington

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Wisconsin

Other Registrations
Federal
SEC

Self-Regulatory Organizations
FINRA
This firm conducts 7 types of business

This firm is not affiliated with financial and investment institutions

This firm does have referral or financial arrangements with other brokers or dealers
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

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Disclosures

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