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NEW YORK, NY 10105 UNITED STATES
NEW YORK, NY 10105 UNITED STATES
3RD FLOOR
NEW YORK, NY 10105 UNITED STATES
| Name | Position |
|---|---|
| EQUITABLE DISTRIBUTION HOLDING CORPORATION | MEMBER |
| BONADONNA, MARYJEAN ELIZABETH (CRD#:3199562) | CHIEF RISK OFFICER |
| BOYLAN, PATRICIA AGNES (CRD#:3231492) | BROKER DEALER CHIEF COMPLIANCE OFFICER |
| BROWNING, RALPH EDWARD II (CRD#:6914526) | CHIEF PRIVACY OFFICER |
| CANNON, CHRISTIAN JAMES | VICE PRESIDENT AND GENERAL COUNSEL |
| JONES, GINA MARIE | VICE PRESIDENT AND FINANCIAL CRIME OFFICER |
| KARR, DAVID WHITCOMB (CRD#:1852445) | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER |
| LANE, NICHOLAS BURRITT (CRD#:4994948) | DIRECTOR |
| LARUSSA, CHRISTOPHER JOHN (CRD#:4728315) | INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER |
| MASSA, FRANK ANGELO JR (CRD#:2241858) | PRESIDENT/DIRECTOR |
| MELLIN, JAMES PATRICK (CRD#:1859557) | CHIEF SALES OFFICER |
| SCAPPATOR, CANDACE LYNN (CRD#:4697607) | CONTROLLER/FINOP/PRINCIPAL FINANCIAL OFFICER |
| SMITH, JANE LYNN (CRD#:2158938) | ASSISTANT VICE PRESIDENT |
| TIAN, QI NING (CRD#: 6166914) | DIRECTOR |
| ZHANG, YUN (CRD#: 7600833) | DIRECTOR |
| ZIMMERER, TRACY (CRD#:4275481) | VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER |
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A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
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