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SECURITY DISTRIBUTORS
SECURITY DISTRIBUTORS, SECURITY DISTRIBUTORS, LLC, SECURITY DISTRIBUTORS, INC.
CRD#: 3336/SEC#: 8-10781
B
Brokerage Firm Regulated by FINRA (Kansas City district office)
MAIN ADDRESS
ONE SECURITY BENEFIT PLACE
TOPEKA, KS 66636-0001 UNITED STATES
Disclosures
5 Total Disclosures
5Regulatory Event
For details of these disclosures as well as disclosures involving non-registered affiliated entities refer to the Detailed Report. For disclosures involving registered affiliated entities visit the BrokerCheck page for those firms.
General Information
Main Office Location ONE SECURITY BENEFIT PLACE
TOPEKA, KS 66636-0001 UNITED STATES
Mailing Address ONE SECURITY BENEFIT PLACE
TOPEKA, KS 66636 UNITED STATES
Phone785-438-3000
Established inKansas since 03/06/1962
TypeLimited Liability Company
Fiscal Year End December
Direct Owners and Executive Officers
NamePosition
SECURITY BENEFIT LIFE INSURANCE COMPANY MEMBER
AULETA, KURT EUGENE (CRD#:2463399) SENIOR VICE PRESIDENT, SALES MANAGER WEST
BISHOP, COLIN WILLIAM (CRD#:7787724) CFO, TREASURER & FINOP
BYRNES, DAVID GERARD (CRD#:1318905) PRESIDENT & HEAD OF DISTRIBUTION
CARR, MARK JOSEPH (CRD#:2833346) ASSISTANT VICE PRESIDENT
GARHART, GREGORY CHRISTOPHER (CRD#:5118892) ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER
HILL, CARMEN RENEE (CRD#:2646887) VICE PRESIDENT & ASSISTANT SECRETARY
JACQUINOT, JUSTIN ABER (CRD#:4437252) SENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS
KILEY, JAMES J (CRD#:1278905) SENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES
LACEY, SUSAN JANELLE (CRD#:4930469) ASSISTANT TREASURER
MAGHINI, MICHAEL THOMAS (CRD#:1239692) SENIOR VICE PRESIDENT, NATIONAL ACCOUNTS
REIDY, MICHAEL KEVIN (CRD#:1323936) SENIOR VICE PRESIDENT
ROCHA, MATTHEW VINCENT (CRD#:5207062) SENIOR VICE PRESIDENT, SALES MANAGER EAST
TALLEN, AARON MARSHAL (CRD#:4455856) SECOND VICE PRESIDENT, HEAD OF DISTRIBUTION OPERATIONS & 401K DEFINED CONTRIBUTIONS
WILEY, DONALD ANDREW (CRD#:1132196) VICE PRESIDENT
YOUNG, LISA MICHELLE (CRD#:2596425) ASSISTANT TREASURER
SECURITY BENEFIT LIFE INSURANCE COMPANY
MEMBER

SENIOR VICE PRESIDENT, SALES MANAGER WEST


PRESIDENT & HEAD OF DISTRIBUTION

ASSISTANT VICE PRESIDENT

ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML COMPLIANCE OFFICER

VICE PRESIDENT & ASSISTANT SECRETARY

SENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS

SENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES


SENIOR VICE PRESIDENT, NATIONAL ACCOUNTS


SENIOR VICE PRESIDENT, SALES MANAGER EAST

SECOND VICE PRESIDENT, HEAD OF DISTRIBUTION OPERATIONS & 401K DEFINED CONTRIBUTIONS



Licenses
51 U.S. States and Territories
B
Alabama

B
Alaska

B
Arizona

B
Arkansas

B
California

B
Colorado

B
Connecticut

B
Delaware

B
District of Columbia

B
Florida

B
Georgia

B
Hawaii

B
Idaho

B
Illinois

B
Indiana

B
Iowa

B
Kansas

B
Kentucky

B
Louisiana

B
Maine

B
Maryland

B
Massachusetts

B
Michigan

B
Minnesota

B
Mississippi

B
Missouri

B
Montana

B
Nebraska

B
Nevada

B
New Hampshire

B
New Jersey

B
New Mexico

B
New York

B
North Carolina

B
North Dakota

B
Ohio

B
Oklahoma

B
Oregon

B
Pennsylvania

B
Rhode Island

B
South Carolina

B
South Dakota

B
Tennessee

B
Texas

B
Utah

B
Vermont

B
Virginia

B
Washington

B
West Virginia

B
Wisconsin

B
Wyoming

Other Registrations
Federal
SEC

Self-Regulatory Organizations
FINRA
This firm conducts 2 types of business

This firm is affiliated with financial and investment institutions

This firm does not have referral or financial arrangements with other brokers or dealers
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

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