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POTOMAC, MD 20854
State Registrations
SRO Registrations
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/13/2015 - 12/31/2016 | ROCKVILLE, MD | |
IA | 06/01/2007 - 01/12/2015 | WASHINGTON, DC | |
B | 03/07/2007 - 01/12/2015 | WASHINGTON, DC | |
IA | 02/10/2004 - 02/28/2007 | WASHINGTON, DC | |
B | 02/10/2004 - 02/28/2007 | WASHINGTON, DC | |
IA | 02/22/2002 - 02/03/2004 | CHEVY CHASE, MD | |
B | 05/24/2001 - 02/03/2004 | PURCHASE, NY |
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A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
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