Christopher George Stappas
CHRISTOPHER GEORGE STAPPAS, christopher g stappas
CRD#: 1907323
IA
Investment Adviser
B
Broker Regulated by FINRA
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 4 Campus Drive
Parsippany, NJ 07054
+1
Registration History
19952000200520102015202020252 FIRMS2002 - 2018 (16 years)2 FIRMS2018 - Present (6 years)BSUMMIT EQUITIES, INC. (CRD# 11039)1991 - 2018 (27 years)
License(s)

State Registrations

B
Colorado

B
New Jersey

B
Connecticut

IA
New Jersey

B
Florida

B
New York

B
Illinois

B
North Carolina

B
Indiana

B
Oregon

B
Maryland

B
Pennsylvania

B
Massachusetts

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
4 Campus Drive, Parsippany, NJ 07054
Registered with this firm since 9/19/2018

IA
SUMMIT FINANCIAL, LLC (CRD#:299322)
4 CAMPUS DRIVE, PARSIPPANY, NJ 07054
Registered with this firm since 12/26/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/15/2002 - 12/27/2018 SUMMIT EQUITIES INC (CRD#:11039) PARSIPPANY, NJ
IA
06/06/2002 - 09/20/2018 SUMMIT FINANCIAL RESOURCES INC (CRD#:104990) PARSIPPANY, NJ
B
01/28/1991 - 09/19/2018 SUMMIT EQUITIES, INC. (CRD#:11039) PARSIPPANY, NJ
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

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