;
Individual Firm
at
ANTHONY P. GOFFREDO JR (CRD# 6209612)
Alternate Names: ANTHONY PAUL GOFFREDO
LAIDLAW & COMPANY (UK) LTD. (CRD# 119037)
546 5TH AVENUE, 5TH FLOOR, NEW YORK, NY 10036
Individual registration as a broker, investment advisor, or both
Broker
Disclosures including customer complaints, regulatory actions and criminal convictions
0 Disclosure(s)
Employment and registration history
2 year(s) in securities industry
Qualifications: exams passed and state licenses
Passed 2 Exam(s)
Registered with 50 U.S. states and territories
Individual registration as a broker, investment advisor, or both
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities—stocks, bonds, mutual funds, and certain other investment products—on behalf of its customers (as broker), for its own account (as dealer), or both.
Individuals who work for broker-dealers — the sales personnel are commonly referred to as brokers.

Disclosures including customer complaints, regulatory actions and criminal convictions
Disclosure Events Registration History
Disclosure Event(s)
This broker has no disclosure events.
Employment and registration history
Current Registration(s)
Registered with this firm since 08/2013
LAIDLAW & COMPANY (UK) LTD. (CRD# 119037)
546 5TH AVENUE, 5TH FLOOR, NEW YORK, NY 10036

Previous Registration(s)
No information reported.
Qualifications: exams passed and state licenses
Passed 2 Exam(s)
Principal/ Supervisory Exam
General Industry/ Product Exam
General Securities Representative Examination
Series 7
08/19/2013
State Securities Law Exam
Uniform Securities Agent State Law Examination
Series 63
09/09/2013

Passing a qualifying exam, together with a current FINRA registration, enables a broker to engage in specific activities. Learn more about FINRA exams and registration requirements.
Registered with 1 Self-Regulatory Organization(s)
  • FINRA
Registered with 50 U.S. states and territories
  • Alabama
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virgin Islands
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Wyoming
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

For more information about how to check on an investment professional, visit SaveAndInvest.org.