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Individual Firm
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JASON C. LABELLE (CRD# 5654529)
LPL FINANCIAL LLC (CRD# 6413)
2 CHESHIRE RD, PITTSFIELD, MA 01201
COMMONWEALTH FINANCIAL NETWORK (CRD# 8032)
2 Cheshire Road, PITTSFIELD, MA 01201
Individual registration as a broker, investment advisor, or both
Broker
Investment Adviser
Disclosures including customer complaints, regulatory actions and criminal convictions
3 Disclosure(s)
Employment and registration history
6 year(s) in securities industry
Qualifications: exams passed and state licenses
Passed 2 Exam(s)
Registered with 8 U.S. states and territories
Individual registration as a broker, investment advisor, or both
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities—stocks, bonds, mutual funds, and certain other investment products—on behalf of its customers (as broker), for its own account (as dealer), or both.
Individuals who work for broker-dealers — the sales personnel are commonly referred to as brokers.

Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

The information presented in BrokerCheck pertains only to experience in the securities industry. This individual is also an Investment Adviser. Please visit the Investment Adviser Public Disclosure (IAPD) website for more information.
Disclosures including customer complaints, regulatory actions and criminal convictions
Disclosure Events Registration History
Event details are displayed as entered by the reporting source (broker, firm or regulator). The detailed report contains information from all sources that reported the event.
Disclosure Event(s)
08/12/2014
Customer Dispute - Denied
09/09/2013
Customer Dispute - Denied
01/04/2012
Customer Dispute - Denied
Employment and registration history
Current Registration(s)
Registered with this firm since 06/2015
LPL FINANCIAL LLC (CRD# 6413)
2 CHESHIRE RD, PITTSFIELD, MA 01201
Registered with this firm since 06/2013
COMMONWEALTH FINANCIAL NETWORK (CRD# 8032)
2 Cheshire Road, PITTSFIELD, MA 01201

Previous Registration(s)
05/2009 - 06/2013
EDWARD JONES (CRD# 250) - PITTSFIELD, MA
Qualifications: exams passed and state licenses
Passed 2 Exam(s)
Principal/ Supervisory Exam
General Industry/ Product Exam
General Securities Representative Examination
Series 7
05/18/2009
State Securities Law Exam
Uniform Combined State Law Examination
Series 66
05/28/2009

Passing a qualifying exam, together with a current FINRA registration, enables a broker to engage in specific activities. Learn more about FINRA exams and registration requirements.
Registered with 1 Self-Regulatory Organization(s)
  • FINRA
Registered with 8 U.S. states and territories
  • California
  • Florida
  • Massachusetts
  • New York
  • North Carolina
  • South Carolina
  • Texas
  • Vermont
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

For more information about how to check on an investment professional, visit SaveAndInvest.org.