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Individual Firm
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TAMMY L. NELSON (CRD# 5104934)
Alternate Names: TAMMY LYNN PICKELHEIMER
THRIVENT INVESTMENT MANAGEMENT INC. (CRD# 18387)
4321 N BALLARD RD, APPLETON, WI 54919-0001
Individual registration as a broker, investment advisor, or both
Broker
Disclosures including customer complaints, regulatory actions and criminal convictions
0 Disclosure(s)
Employment and registration history
9 year(s) in securities industry
Qualifications: exams passed and state licenses
Passed 3 Exam(s)
Registered with 1 U.S. state or territory
Individual registration as a broker, investment advisor, or both
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities—stocks, bonds, mutual funds, and certain other investment products—on behalf of its customers (as broker), for its own account (as dealer), or both.
Individuals who work for broker-dealers — the sales personnel are commonly referred to as brokers.

Disclosures including customer complaints, regulatory actions and criminal convictions
Disclosure Events Registration History
Disclosure Event(s)
This broker has no disclosure events.
Employment and registration history
Current Registration(s)
Registered with this firm since 03/2006
THRIVENT INVESTMENT MANAGEMENT INC. (CRD# 18387)
4321 N BALLARD RD, APPLETON, WI 54919-0001

Previous Registration(s)
No information reported.
Qualifications: exams passed and state licenses
Passed 3 Exam(s)
Principal/ Supervisory Exam
Investment Company Products/Variable Contracts Principal Examination
Series 26
11/12/2008
General Industry/ Product Exam
Investment Company Products/Variable Contracts Representative Examination
Series 6
03/16/2006
State Securities Law Exam
Uniform Securities Agent State Law Examination
Series 63
05/01/2006

Passing a qualifying exam, together with a current FINRA registration, enables a broker to engage in specific activities. Learn more about FINRA exams and registration requirements.
Registered with 1 Self-Regulatory Organization(s)
  • FINRA
Registered with 1 U.S. state or territory
  • Wisconsin
Additional Information

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