Individual Firm
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ROBERT S. DOMANKO MR (CRD# 4548989)
Alternate Names: ROB DOMANKO, ROBERT STEPHEN DOMANKO, ROBERT DOMANKO
HSBC SECURITIES (USA) INC. (CRD# 19585)
452 FIFTH AVENUE, NEW YORK CITY, NY 10018
Individual registration as a broker, investment advisor, or both
Broker
Former Investment Adviser
Disclosures including customer complaints, regulatory actions and criminal convictions
0 Disclosure(s)
Employment and registration history
13 year(s) in securities industry
Qualifications: exams passed and state licenses
Passed 6 Exam(s)
Registered with 53 U.S. states and territories
Individual registration as a broker, investment advisor, or both
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities—stocks, bonds, mutual funds, and certain other investment products—on behalf of its customers (as broker), for its own account (as dealer), or both.
Individuals who work for broker-dealers — the sales personnel are commonly referred to as brokers.

Former Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.
Disclosures including customer complaints, regulatory actions and criminal convictions
Disclosure Events Registration History
Disclosure Event(s)
This broker has no disclosure events.
Employment and registration history
Current Registration(s)
Registered with this firm since 04/2012
HSBC SECURITIES (USA) INC. (CRD# 19585)
452 FIFTH AVENUE, NEW YORK CITY, NY 10018

Previous Registration(s)
11/2009 - 04/2012
MORGAN STANLEY & CO. LLC (CRD# 8209) - NEW YORK, NY
06/2005 - 11/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD# 7691) - NEW YORK, NY
01/2003 - 05/2005
GOLDMAN, SACHS & CO. (CRD# 361) - NEW YORK, NY
Qualifications: exams passed and state licenses
Passed 6 Exam(s)
Principal/ Supervisory Exam
Registered Options Principal Examination
Series 4
11/10/2014
General Securities Sales Supervisor - Options Module Examination
Series 9
01/12/2010
General Securities Sales Supervisor - General Module Examination
Series 10
06/29/2010
General Industry/ Product Exam
National Commodity Futures Examination
Series 3
09/23/2002
General Securities Representative Examination
Series 7
01/16/2003
State Securities Law Exam
Uniform Securities Agent State Law Examination
Series 63
08/28/2002

Passing a qualifying exam, together with a current FINRA registration, enables a broker to engage in specific activities. Learn more about FINRA exams and registration requirements.
Registered with 10 Self-Regulatory Organization(s)
  • FINRA and 9 additional self-regulatory organizations
Registered with 53 U.S. states and territories
  • Alabama
  • Alaska
  • Arizona
  • Arkansas
  • California
  • Colorado
  • Connecticut
  • Delaware
  • District of Columbia
  • Florida
  • Georgia
  • Hawaii
  • Idaho
  • Illinois
  • Indiana
  • Iowa
  • Kansas
  • Kentucky
  • Louisiana
  • Maine
  • Maryland
  • Massachusetts
  • Michigan
  • Minnesota
  • Mississippi
  • Missouri
  • Montana
  • Nebraska
  • Nevada
  • New Hampshire
  • New Jersey
  • New Mexico
  • New York
  • North Carolina
  • North Dakota
  • Ohio
  • Oklahoma
  • Oregon
  • Pennsylvania
  • Puerto Rico
  • Rhode Island
  • South Carolina
  • South Dakota
  • Tennessee
  • Texas
  • Utah
  • Vermont
  • Virgin Islands
  • Virginia
  • Washington
  • West Virginia
  • Wisconsin
  • Wyoming
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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