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CHRISTOPHER LEE ADAJAR
CHRIS ADAJAR
CRD#: 4298267
IA
Investment Adviser
B
Broker Regulated by FINRA
LPL FINANCIAL LLCCRD#: 6413 7676 HAZARD CENTER DR STE 1050
SAN DIEGO, CA 92108
+1
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2009 (6 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2019 (8 years)2 FIRMS2019 - Present (5 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2002 (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)2001 - 2001 (<1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2002 - 2002 (<1 year)
Disclosure(s)
View By:
6/18/2009
Customer Dispute
Denied
5/4/2005
Customer Dispute
Denied
License(s)

State Registrations

B
California

B
New Mexico

IA
California

B
Ohio

B
Colorado

B
Oregon

B
Florida

B
Texas

B
Indiana

IA
Texas

B
Kentucky

B
Virginia

B
Minnesota

B
Washington

B
Nevada

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
LPL FINANCIAL LLC (CRD#:6413)
7676 HAZARD CENTER DR STE 1050, SAN DIEGO, CA 92108
3366 N TORREY PINES CT STE 314, LA JOLLA, CA 92037
Registered with this firm since 5/8/2019

IA
LPL FINANCIAL LLC (CRD#:6413)
7676 HAZARD CENTER DR STE 1050, SAN DIEGO, CA 92108
3366 N TORREY PINES CT STE 314, LA JOLLA, CA 92037
Registered with this firm since 5/8/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 05/10/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHULA VISTA, CA
B
01/03/2011 - 05/10/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHULA VISTA, CA
IA
11/06/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN DIEGO, CA
B
11/06/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN DIEGO, CA
IA
05/02/2009 - 11/09/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHULA VISTA, CA
B
05/02/2009 - 11/09/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHULA VISTA, CA
IA
11/07/2002 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SPRING VALLEY, CA
B
11/07/2002 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SPRING VALLEY, CA
IA
03/04/2002 - 10/29/2002 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN DIEGO, CA
B
06/04/2001 - 10/29/2002 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
02/01/2001 - 04/30/2001 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.

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