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Individual Firm
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MATTHEW D. EITNER (CRD# 3267261)
LAIDLAW & COMPANY (UK) LTD. (CRD# 119037)
546 5TH AVENUE, 5TH FLOOR, NEW YORK, NY 10036
Individual registration as a broker, investment advisor, or both
Broker
Disclosures including customer complaints, regulatory actions and criminal convictions
2 Disclosure(s)
Employment and registration history
14 year(s) in securities industry
Qualifications: exams passed and state licenses
Passed 4 Exam(s)
Registered with 5 U.S. states and territories
Individual registration as a broker, investment advisor, or both
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities—stocks, bonds, mutual funds, and certain other investment products—on behalf of its customers (as broker), for its own account (as dealer), or both.
Individuals who work for broker-dealers — the sales personnel are commonly referred to as brokers.

Disclosures including customer complaints, regulatory actions and criminal convictions
Disclosure Events Registration History
Event details are displayed as entered by the reporting source (broker, firm or regulator). The detailed report contains information from all sources that reported the event.
Disclosure Event(s)
12/16/2008
Customer Dispute - Settled
10/24/2004
Customer Dispute - Settled
Employment and registration history
Current Registration(s)
Registered with this firm since 10/2010
LAIDLAW & COMPANY (UK) LTD. (CRD# 119037)
546 5TH AVENUE, 5TH FLOOR, NEW YORK, NY 10036

Previous Registration(s)
05/2008 - 11/2010
AEGIS CAPITAL CORP. (CRD# 15007) - NEW YORK, NY
02/2002 - 06/2008
CASIMIR CAPITAL L.P. (CRD# 105061) - NEW YORK, NY
11/2002 - 03/2003
KUHNS BROTHERS SECURITIES CORPORATION (CRD# 47331) - LIME ROCK, CT
05/2000 - 07/2001
NDB CAPITAL MARKETS, LP (CRD# 7172) - NEW YORK, NY
Qualifications: exams passed and state licenses
Passed 4 Exam(s)
Principal/ Supervisory Exam
General Securities Principal Examination
Series 24
04/04/2011
General Industry/ Product Exam
General Securities Representative Examination
Series 7
05/08/2000
Limited Representative-Equity Trader Exam
Series 55
05/30/2000
State Securities Law Exam
Uniform Securities Agent State Law Examination
Series 63
07/28/2000

Passing a qualifying exam, together with a current FINRA registration, enables a broker to engage in specific activities. Learn more about FINRA exams and registration requirements.
Registered with 1 Self-Regulatory Organization(s)
  • FINRA
Registered with 5 U.S. states and territories
  • Kansas
  • New Jersey
  • New York
  • Oklahoma
  • Texas
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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