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Individual Firm
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NORVAL L. SPANGLER (CRD# 2934432)
LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD# 145)
1300 SOUTH CLINTON STREET, FORT WAYNE, IN 46802
Individual registration as a broker, investment advisor, or both
Broker
Disclosures including customer complaints, regulatory actions and criminal convictions
0 Disclosure(s)
Employment and registration history
14 year(s) in securities industry
Qualifications: exams passed and state licenses
Passed 1 Exam(s)
Registered with 0 U.S. states and territories
Individual registration as a broker, investment advisor, or both
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities—stocks, bonds, mutual funds, and certain other investment products—on behalf of its customers (as broker), for its own account (as dealer), or both.
Individuals who work for broker-dealers — the sales personnel are commonly referred to as brokers.

Disclosures including customer complaints, regulatory actions and criminal convictions
Disclosure Events Registration History
Disclosure Event(s)
This broker has no disclosure events.
Employment and registration history
Current Registration(s)
Registered with this firm since 11/2013
LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD# 145)
1300 SOUTH CLINTON STREET, FORT WAYNE, IN 46802

Previous Registration(s)
03/2011 - 12/2012
INVEST FINANCIAL CORPORATION (CRD# 12984) - TAMPA, FL
12/2009 - 03/2010
LINCOLN FINANCIAL ADVISORS CORPORATION (CRD# 3978) - FORT WAYNE, IN
03/2009 - 12/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD# 145) - FORT WAYNE, IN
02/2009 - 03/2009
LINCOLN FINANCIAL ADVISORS CORPORATION (CRD# 3978) - FORT WAYNE, IN
09/1997 - 08/2007
LINCOLN FINANCIAL ADVISORS CORPORATION (CRD# 3978) - FORT WAYNE, IN
09/1997 - 08/2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD# 2580) - FORT WAYNE, IN
Qualifications: exams passed and state licenses
Passed 1 Exam(s)
Principal/ Supervisory Exam
General Industry/ Product Exam
Investment Company Products/Variable Contracts Representative Examination
Series 6
09/09/1997
State Securities Law Exam

Passing a qualifying exam, together with a current FINRA registration, enables a broker to engage in specific activities. Learn more about FINRA exams and registration requirements.
Registered with 1 Self-Regulatory Organization(s)
  • FINRA
Registered with 0 U.S. states and territories
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

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