Individual Firm
at
By clicking CHECK or otherwise using BrokerCheck, I agree to BrokerCheck Terms of Use
KIMRA G. MANION (CRD# 2912253)
Alternate Names: KIM BETTASSO, KIMRA G BETTASSO, KIMRA GAYLE BETTASSO, Kim Manion
J.P. MORGAN SECURITIES LLC (CRD# 79)
3160 HIGHWAY 54E, OWENSBORO, KY 42303
1350 CARTER ROAD, OWENSBORO, KY 42301
Individual registration as a broker, investment advisor, or both
Broker
Investment Adviser
Disclosures including customer complaints, regulatory actions and criminal convictions
0 Disclosure(s)
Employment and registration history
16 year(s) in securities industry
Qualifications: exams passed and state licenses
Passed 4 Exam(s)
Registered with 3 U.S. states and territories
Individual registration as a broker, investment advisor, or both
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities—stocks, bonds, mutual funds, and certain other investment products—on behalf of its customers (as broker), for its own account (as dealer), or both.
Individuals who work for broker-dealers — the sales personnel are commonly referred to as brokers.

Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

The information presented in BrokerCheck pertains only to experience in the securities industry. This individual is also an Investment Adviser. Please visit the Investment Adviser Public Disclosure (IAPD) website for more information.
Disclosures including customer complaints, regulatory actions and criminal convictions
Disclosure Events Registration History
Disclosure Event(s)
This broker has no disclosure events.
Employment and registration history
Current Registration(s)
Registered with this firm since 02/2016
J.P. MORGAN SECURITIES LLC (CRD# 79)
3160 HIGHWAY 54E, OWENSBORO, KY 42303
1350 CARTER ROAD, OWENSBORO, KY 42301

Previous Registration(s)
08/2012 - 02/2016
CANTELLA & CO., INC. (CRD# 13905) - Evansville, IN
02/2010 - 09/2012
NEW ENGLAND SECURITIES (CRD# 615) - NORTHBROOK, IL
05/2009 - 02/2010
AMERIPRISE FINANCIAL SERVICES, INC. (CRD# 6363) - PERU, IL
06/2006 - 08/2008
PRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340) - PRINCETON, IL
07/1997 - 09/2004
AMCORE INVESTMENT SERVICES, INC (CRD# 27708) - ROCKFORD, IL
Qualifications: exams passed and state licenses
Passed 4 Exam(s)
Principal/ Supervisory Exam
General Industry/ Product Exam
Investment Company Products/Variable Contracts Representative Examination
Series 6
07/25/1997
General Securities Representative Examination
Series 7
04/30/2009
State Securities Law Exam
Uniform Securities Agent State Law Examination
Series 63
01/13/1998
Uniform Investment Adviser Law Examination
Series 65
07/29/2009

Passing a qualifying exam, together with a current FINRA registration, enables a broker to engage in specific activities. Learn more about FINRA exams and registration requirements.
Registered with 16 Self-Regulatory Organization(s)
  • FINRA and 15 additional self-regulatory organizations
Registered with 3 U.S. states and territories
  • Illinois
  • Indiana
  • Kentucky
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

Click here for more information about how to check on an investment professional.