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KAREN LYNN DEROSE
CRD#: 2700732
IA
Investment Adviser
B
Broker Regulated by FINRA
OSAIC FA, INC.CRD#: 3978 8755 WEST HIGGINS ROAD
SUITE 200
CHICAGO, IL 60631
+1
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAOSAIC FA, INC. (CRD# 3978)1998 - Present (26 years)BOSAIC FA, INC. (CRD# 3978)1996 - Present (29 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)1996 - 2006 (10 years)
License(s)

State Registrations

B
Alabama

B
Minnesota

B
Arizona

B
Mississippi

B
California

B
Missouri

B
Colorado

B
Montana

B
District of Columbia

B
New Jersey

B
Florida

B
New Mexico

IA
Florida

B
New York

B
Georgia

B
North Carolina

B
Hawaii

B
Ohio

B
Illinois

B
Oklahoma

IA
Illinois

B
Oregon

B
Indiana

B
South Carolina

B
Iowa

B
Tennessee

B
Kentucky

B
Texas

B
Louisiana

IA
Texas

B
Maine

B
Utah

B
Maryland

B
Washington

B
Massachusetts

B
Wisconsin

B
Michigan

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
OSAIC FA, INC. (CRD#:3978)
8755 WEST HIGGINS ROAD SUITE 200, CHICAGO, IL 60631
Summerville, SC
Middletown, NJ
Registered with this firm since 1/25/1996

IA
OSAIC FA, INC. (CRD#:3978)
8755 WEST HIGGINS ROAD SUITE 200, CHICAGO, IL 60631
Summerville, SC
Middletown, NJ
BRANDON, MS
TUCKAHOE, NY
LONGBOAT KEY, FL
Registered with this firm since 8/17/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/25/1996 - 03/27/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
Additional Information

The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms. Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.

State regulators are governed by their public records laws (not FINRA Rule 8312), and may provide information not in BrokerCheck, including information no longer required to be reported or updated on uniform registration forms due, for example, to its age or final disposition. You may contact your state regulator to request this additional information.

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B
Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

IA
Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
It is common for a financial professional to act as both a broker and an investment adviser. Because of this, we include investment advisers on BrokerCheck, and provide links to the SEC's Investment Adviser Public Disclosure (IAPD) website so you can research further.

PR
Previously Registered

A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so. Click here to learn more.

Disclosures

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