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| Name | Position |
|---|---|
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | OWNER |
| HESSLEIN, LAURIE ANN (CRD#:1158755) | DIRECTOR |
| MORRIS, JOHN CHURCHILL (CRD#: 734315) | CHIEF OPERATION OFFICER |
| MORRIS, JOHN CHURCHILL (CRD#: 734315) | DIRECTOR |
| PEARL, JONATHAN MARK (CRD#: 839718) | SENIOR REGISTERED OPTION PRINCIPAL |
| PROCOPIO, ROCCO JR (CRD#:2663616) | COMPLIANCE REGISTERED OPTION PRINCIPAL |
| SABELHAUS, ROBERT GREGORY (CRD#: 408581) | CHIEF EXECUTIVE OFFICER & PRESIDENT |
| VERRON, CLIFF (CRD#:4332129) | CHIEF FINANCIAL OFFICER/TREASURER |
| WEAVER, BARBARA LITTLE (CRD#: 845541) | CHIEF COMPLIANCE OFFICER |
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