Individual Firm
16TH FLOOR
NEW YORK, NY 10022 USA
16TH FLOOR
NEW YORK, NY 10022 USA
16TH FLOOR
NEW YORK, NY 10022 USA
| Name | Position |
|---|---|
| MAXIM PARTNERS LLC | MEMBER |
| EVANS, TIPTON HAMLIN (CRD#:6118339) | CHIEF COMPLIANCE OFFICER |
| FIORE, CHRISTOPHER JAMES (CRD#:2269479) | CO-PRESIDENT, DIRECTOR OF CAPITAL MARKETS |
| GLASSBERG, LAWRENCE COOPER (CRD#:4813201) | CO-HEAD OF INVESTMENT BANKING |
| LAROSA, PAUL GEORGE (CRD#:1900695) | HEAD OF SYNDICATE/ACTING DIRECTOR OF ASSET MANAGEMENT |
| MESSINGER, MICHAEL SPENCER (CRD#:1403506) | MSP |
| MURPHY, TIMOTHY GERARD (CRD#:1836629) | FINOP/CFO |
| SIEGEL, JAMES EDWARD (CRD#:4490472) | GENERAL COUNSEL |
| TELLER, CLIFFORD ADAM (CRD#:4631188) | CHIEF EXECUTIVE OFFICER/CHAIRMAN |
| VEERA, RITESH MOTILAL (CRD#:4994814) | CO-HEAD OF INVESTMENT BANKING |
| VENDETTI, ANTHONY VINCENT (CRD#:2574608) | DIRECTOR OF RESEARCH |
| VITALE, WILLIAM CHRISTIAN (CRD#:2669953) | DIRECTOR OF TRADING |
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A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
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