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GREENWOOD VILLAGE, CO 80111 UNITED STATES
GREENWOOD VILLAGE, CO 80111 UNITED STATES
SUITE 300
SAINT CLOUD, MN 56301 UNITED STATES
| Name | Position |
|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER |
| ARNOLD, SUMMER SELTZER (CRD#:2954103) | VICE PRESIDENT |
| BUCHHEISTER, JEFFREY ROBERT (CRD#:4709900) | CHIEF FINANCIAL OFFICER |
| BUDEVICH, SERGE (CRD#: 7996345) | VICE PRESIDENT AND TAX OFFICER |
| CHAFFIN, GARY LYNN (CRD#:6819431) | VICE PRESIDENT AND TAX OFFICER |
| DEL VALLE, ELISA ANNE-MARIE (CRD#:4807911) | VICE PRESIDENT |
| DOWELL, RODNEY CAMMERON (CRD#:7376607) | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT |
| FRIES, MATTHEW NEIL KALANI (CRD#:2723824) | VICE PRESIDENT |
| GOK, LISA ANNE (CRD#: 5059738) | SECRETARY |
| HALLORAN, THOMAS WILLIAM (CRD#:1921834) | CHIEF EXECUTIVE OFFICER, PRESIDENT AND MANAGER |
| HOLWEGER, KIMBERLEY (CRD#:1572778) | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER |
| LEE, WINNIE AI-LING (CRD#: 7381661) | ASSISTANT SECRETARY |
| MACKAY, TODD CHRISTOPHER (CRD#:2799860) | MANAGER |
| MCCALLOP, PATRICIA RUTHERFORD (CRD#:5059176) | BROKER DEALER CHIEF COMPLIANCE OFFICER |
| MERRILL, GARRETT JAMES (CRD#:4306692) | VICE PRESIDENT |
| MIZUGUCHI, MAURA (CRD#:5769181) | CHIEF ACCOUNTING OFFICER AND TREASURER |
| NEARY, JOSEPH DANIEL (CRD#:2993505) | MANAGER AND VICE PRESIDENT |
| RAMOS, RAMON (CRD#:2160203) | MONEY LAUNDERING REPORTING OFFICER |
| SMILEY, STANLEY ROBERT (CRD#:3004604) | VICE PRESIDENT |
| STINSON, TIMOTHY EARL MCCOY (CRD#:2272183) | VICE PRESIDENT |
| VAN HAVERMAAT, DAVID JAMES (CRD#: 7042846) | ASSISTANT SECRETARY |
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